The team at Katten maintains a reputation for its comprehensive offering, spanning FCA authorisation, regulatory reporting, trading documents and brokerage documents, working with a broad client roster of crypto investors, asset managers, hedge funds, investment banks, brokers, as well as trading venues including clearing houses and settlement banks. The team is jointly spearheaded by Carolyn Jackson, a seasoned expert in complex cross-border compliance; Nathaniel Lalone, a key contact for global market participants; and Neil Robson, whose specialisms span finance, fintech, funds, and transactions.
Legal 500 Editorial commentary
Testimonials
Collated independently by Legal 500 research team.
‘Remarkable skills in 'zooming in and zooming out' - highly relevant advice, deep knowledge and applied to our commercial reality.’
‘Carolyn Jackson remains a rock star.'
'Highly relevant advice and deep knowledge, applied to our commercial reality. Pragmatic.'
'Their level of expertise is second to none and they are fantastic to deal with.'
Work highlights
Provides tailored, in-person compliance training for FCA-regulated clients, with in-office presentations and round-table training discussions covering antibribery and corruption, FCA conduct rules, SMCR obligations, market abuse and insider dealing, market conduct rules, personal account dealing, anti-money laundering, crypto regulation, whistleblowing, anticompetitive measures, date privacy compliance and other topics.
Lawyers
Leading partners
The strongest partners in their field, leading on market-leading deals and endorsed by peers and clients alike.
Practice head
Carolyn Jackson
Other key lawyers
Nathaniel Lalone; Neil Robson