Comprising financial services, asset management and insurance sector specialists, Norton Rose Fulbright‘s Shanghai team handles the regulatory side to corporate transactions. It also regularly conducts cybersecurity, data privacy and sanctions-related risk assessments. The practice additionally assists with whistleblowing, internal investigations and compliance audits; prepares compliance programmes; and advises on anti-bribery issues and sanctions. The department is jointly headed by Sun Hong, who assists banking clients with addressing regulatory risks, and is also experienced in anti-bribery and corruption issues; and Ai Tong, who focuses on insurance and asset management sector-related financial regulatory issues.
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Work highlights

Advised a Hong Kong-based international bank on a range of matters, including the preparation of legal regulatory memorandums.
Advised a global insurance and financial services company on the sale of its worldwide personal travel insurance business, as well as post-sale matters.
Advised a Chinese Fintech company on its strategic investment and technical collaboration with a Web3.0 business partner, which is engaged in blockchain platform operations.

Lawyers

Leading partners

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Next Generation Partners

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Practice head

Sun Hong; Ai Tong