Johnson Winter Slattery
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Johnson Winter Slattery is well placed to advise on a wide range of financial services regulatory mandates, assisting clients with both compliance and contentious issues. The team is highly experienced in AFSL applications, design and distribution obligations, licensing matters, derivative transaction reporting requirements, regulatory enforcement, and AML/CTF compliance issues. Leading the practice is Austin Bell, who has a strong track record in dealing with financial services regulators. Commercial litigation specialist Tom Jarvis complements the team with expertise in regulation, governance, risk and compliance.
Legal 500 Editorial commentary
Testimonials
Collated independently by Legal 500 research team.
- 'Austin Bell is extremely approachable and responsive. He understands our business intimately, and I am able to use him as a sounding board for all of our legal issues. Highly technical but also commercial and pragmatic. He has a solid team of up-and-coming junior lawyers around him.'
- ‘Johnson Winter Slattery’s Perth practice is unique for its deep sector expertise, client-first approach, seamless national and global collaboration, commitment to technological innovation and security, and a strong reputation for excellence in complex commercial and resource-related legal matters.’
Key clients
- ASIC
- Castleknight Management LP
Work highlights
Assisted ASIC with its Federal Court proceeding against ANZ in relation to the bank’s failure to disclose to the market that it had failed to place between $754 and $790m of shares in its $2.5bn institutional share placement.