Johnson Winter Slattery

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Johnson Winter Slattery is well placed to advise on a wide range of financial services regulatory mandates, assisting clients with both compliance and contentious issues. The team is highly experienced in AFSL applications, design and distribution obligations, licensing matters, derivative transaction reporting requirements, regulatory enforcement, and AML/CTF compliance issues. Leading the practice is Austin Bell, who has a strong track record in dealing with financial services regulators. Commercial litigation specialist Tom Jarvis complements the team with expertise in regulation, governance, risk and compliance.
Legal 500 Editorial commentary

Testimonials

Collated independently by Legal 500 research team.

  • ‘Johnson Winter Slattery’s Perth practice is unique for its deep sector expertise, client-first approach, seamless national and global collaboration, commitment to technological innovation and security, and a strong reputation for excellence in complex commercial and resource-related legal matters.’

  • 'The JWS team is exceptional - first in market with their technical knowledge and organisational skills.'

Key clients

  • ASIC
  • Castleknight Management LP

Work highlights

Assisted ASIC with its Federal Court proceeding against ANZ in relation to the bank’s failure to disclose to the market that it had failed to place between $754 and $790m of shares in its $2.5bn institutional share placement.