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ARTICLE · 18 JANUARY 2021

Key Findings & Takeaways From OCR HIPAA Audit Findings

The Office of Civil Rights (OCR) at the U.S. Department of Health and Human Services recently published its findings from audits conducted in 2016 and 2017...

United StatesPrivacy

The Office of Civil Rights (OCR) at the U.S. Department of Health and Human Services recently published its findings from audits conducted in 2016 and 2017 of covered entities' and business associates' compliance with selected provisions of HIPAA's Privacy, Breach Notification, and Security Rules. The audits included health care providers, health plans, health care clearinghouses, and business associates. In short, OCR found material noncompliance with HIPAA's Notice of Privacy Practices (NPP), right of access, breach notification, and security risk analysis and risk management requirements.

Key findings from the report include:

  • Content of NPP. Of the covered entities audited, only 2% fully met the content requirements of a valid NPP. Most covered entities failed to provide required content related to individual rights or, in some cases, failed to provide an NPP written in plain language.

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