A Cautionary Note: Obstruction of Justice and the General Counsel

Recent criminal obstruction charges lodged against in-house counsel signal a shifting enforcement climate that focuses specifically on individual responsibility for alleged illegal actions on behalf of a corporation. This newsletter offers a series of recommended practices health care general counsel should consider in order to reduce individual and organizational exposure to obstruction of justice charges.

Health care general counsel should be increasingly attentive to obstruction of justice risks inherent in any interaction with the government, no matter the degree of formality involved. The recent indictment of a pharmaceutical company's in-house counsel serves as a strong indication of the government's willingness to use obstruction-based criminal prosecution theories to address the conduct of individuals in responding to government investigations. United States v. Stevens, No. 10-CR-694 (D. Md. Nov. 8, 2010). This indictment is also consistent with recent