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ARTICLE · 05 APRIL 2019

No Retroactive IPR Estoppel In Co-Pending Litigation

35 U.S.C. § 315(e)(1) and (2) are the statutory provisions regarding petitioner estoppel in IPRs.

United StatesIntellectual Property

            35 U.S.C. § 315(e)(1) and (2) are the statutory provisions regarding petitioner estoppel in IPRs. These provisions dictate that, after a final written decision is issued, a petitioner (and its real parties in interest and privies) are estopped from asserting in a subsequent USPTO proceeding, district court case, or ITC investigation "any ground that petitioner raised or reasonably could have raised" during the IPR in other proceedings before the USPTO, in district court, or in the ITC.

            Although the Federal Circuit has interpreted estoppel narrowly, district courts were split, and estoppel's impact has remained in flux for several years. The Federal Circuit decisions led some petitioners to present multiple unpatentability grounds in their IPR petitions with the expectancy that some grounds would be denied institution and therefore preserved against estoppel.  But, the U.S. Supreme Court's recent SAS Institute Inc. v. Iancu decision—leading

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