This past week the USPTO designated a new
informative order (here) providing guidance on motions to
amend. In Western Digital Corporation v. Spex
Technologies, IPR2018-00082, -00084, paper 13, the PTAB
confirms that amendment practice at the PTAB post Aqua
Products is similar to the prior practice in inter partes
reexamination ("IPX") with one major exception – by
statute (35 U.S.C. § 316(d)), in a motion to amend, a patent
owner in an inter partes review ("IPR") may only
propose a reasonable number of substitute claims. In
contrast, in IPX, patent owners were unfettered in their ability to
present new claims of narrowed or clarified scope.
What constitutes a reasonable number of
substitute claims? The PTAB explains in Western
Digital that, to the extent a patent owner seeks to propose
more than one substitute claim for each cancelled claim, the patent
owner should explain in a motion to amend the need for the
additional claims and why the number of