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ARTICLE · 21 NOVEMBER 2024

Big Data Is Watching You: How The SEC Uses Advanced Analytics To Uncover Violations

Gesmer Updegrove LLP
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The U.S. Securities and Exchange Commission (SEC) has long stood as the vanguard of financial market integrity, but in recent years, it has transformed into a sophisticated data-driven enforcement...

United StatesIntellectual Property
Braeden Anderson
Braeden Anderson

The U.S. Securities and Exchange Commission (SEC) has long stood as the vanguard of financial market integrity, but in recent years, it has transformed into a sophisticated data-driven enforcement machine. By leveraging cutting-edge analytics, the SEC has fundamentally reshaped the landscape of securities regulation, ensuring that the most complex and well-disguised violations come to light. From insider trading and market manipulation to cherry-picking schemes and misconduct in the trading of structured products, the SEC's methods have become simultaneously more advanced and more efficient, making noncompliance an exceedingly risky gamble.

The SEC's Analytical Revolution: ARTEMIS and Beyond

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