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ARTICLE · 25 MARCH 2011

Financial Services Alert - March 22, 2011

Goodwin Procter LLP
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On March 15, 2011, the FDIC’s Board of Directors approved a Notice of Proposed Rulemaking (the "NPR") that would implement certain provisions of its orderly liquidation authority ("OLA") under Title II of the Dodd-Frank Act.

United StatesFinance and Banking
Robert Kurucza
Robert Kurucza

Developments of Note

  • FDIC Approves Notice of Proposed Rulemaking Implementing Certain Provisions of its Orderly Liquidation Authority
  • SEC Proposes to Readopt Existing Section 13 and 16 Beneficial Ownership Rules to Clarify Their Continuing Application to Security-Based Swaps in Light of New SEC Rulemaking Powers under Dodd-Frank
  • FRB Approves Goldman's Retention of a 9.8% Interest in a Tennessee Bank Holding Company Subject to Passivity Commitments
  • California Seeks Comment on Proposed Changes to Investment Adviser Licensing Rules

Other Items of Note

  • SEC Staff Provides Responses to Questions About Part 2 of Form ADV
  • BCBS Reportedly Agrees on Capital Surcharges for Global Systemically Important Banks

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