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ARTICLE · 07 SEPTEMBER 2011

Dodd-Frank: What’s On The Radar Through Year-End

Proskauer Rose LLP
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Although the Dodd-Frank Act was enacted just over one year ago on July 21, 2010, only a small percentage of the rules contemplated by the Act are effective today, so clients should remain on alert for a continuing roll-out of new rules through 2013.

United StatesFinance and Banking
Proskauer'S Capital Markets Practice Group
Proskauer'S Capital Markets Practice Group
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Although the Dodd-Frank Act was enacted just over one year ago on July 21, 2010, only a small percentage of the rules contemplated by the Act are effective today, so clients should remain on alert for a continuing roll-out of new rules through 2013. This alert highlights what to expect through this year-end. Banks, investment funds, securities firms and publicly listed companies outside the financial sector all will be affected.

Corporate Governance, Disclosure and Executive Compensation

Rule Adoptions Expected

  • Conflict Minerals/Natural Resources. In an area that is expected to impact a wide variety of companies with rigorous new requirements, the SEC expects to adopt specialized disclosure provisions relating to conflict minerals, coal or other mine safety, and payments by resources extraction issuers to foreign or U.S. government entities in the early fall of this year.

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