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ARTICLE · 06 MAY 2022

Top 10 Practice Tips: Lock-Up Agreements

Mayer Brown
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This Top 10 Practice Tips provides key practice points to consider in drafting and negotiating lock-up agreements.

United StatesCorporate/Commercial Law
Anna T. Pinedo
Anna T. Pinedo
Ryan Castillo
Ryan Castillo
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This Top 10 Practice Tips provides key practice points to consider in drafting and negotiating lock-up agreements. In securities offerings, the underwriters or placement agents generally negotiate a lock-up agreement with the issuer, as well as with the issuer's directors, officers, and, in the case of initial public offerings (IPOs), control persons and other stockholders. Lock-up agreements provide the underwriters or placement agents with some assurance that new issuer securities will not be sold immediately following the proposed offering, which might disrupt the trading market for the offered securities.

For additional information on lock-up agreements, seeMarket Trends 2019/20: Lock-Up Agreements,IPO Key Documents, Lock-Up Agreement (IPO), and Lock-Up Waiver (IPO).

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This Mayer Brown article provides information and comments on legal issues and developments of interest. The foregoing is not a comprehensive treatment of the subject matter covered and is not intended to provide legal advice. Readers should seek specific legal advice before taking any action with respect to the matters discussed herein.

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