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VIDEO · 05 FEBRUARY 2026

Market Intelligence Thought Leadership Award Winner

Securities Enforcement And Regulatory Developments From The SEC, CFTC, And PCAOB (Podcast)

2025 saw fundamental shifts in securities enforcement priorities in the first year of the second Trump Administration. The SEC and the financial regulatory landscape enters 2026 amid continued refocusing of policy...

United StatesCorporate/Commercial Law

This is the fourth in our 2026 Year in Preview series examining important trends in white collar law and investigations in the coming year.

2025 saw fundamental shifts in securities enforcement priorities in the first year of the second Trump Administration. The SEC and the financial regulatory landscape enters 2026 amid continued refocusing of policy priorities: a recalibration of regulatory actions surrounding compliance issues and ESG financial statement disclosures; a harmonized approach to cryptocurrency that differentiates between securitized and non-securitized digital assets and seeks to promote digitalization of other traditional securities; a revamp of the Wells Process; and continued emphasis on individual accountability; and as continued adjustment of administrative enforcement adjudication stemming from the Supreme Court's 2024 Jarkesy decision. Despite these new initiatives, recent enforcement actions under the new SEC leadership underscore that

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