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ARTICLE · 29 SEPTEMBER 2011

SEC/SRO Update

SEC Revises Timeline for Adopting Rules Implementing Dodd-Frank; NASDAQ, NYSE and NYSE AMEX Propose Rules Making It More Difficult for Companies to List after Effecting a Reverse Merger.

United StatesCorporate/Commercial Law
SEC Revises Timeline for Adopting Rules Implementing Dodd-Frank; NASDAQ, NYSE and NYSE AMEX Propose Rules Making It More Difficult for Companies to List after Effecting a Reverse Merger; SEC Replaces Credit Ratings with New Criteria to Determine Form S-3 or Form F-3 Eligibility; FINRA Issues Investor Alert Warning about Chasing Returns in Structured Products, High-Yield Bonds and Floating-Rate Loan Funds; SEC Issues Order Raising Dollar Thresholds in Qualified Client Rule; SEC Makes a Statement on Well- Known Seasoned Issuer Waivers

SEC Revises Timeline for Adopting Rules Implementing Dodd-Frank

The Securities and Exchange Commission (SEC) has revised its proposed timeline1 for adopting rules implementing The Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). Below is a planned schedule of certain Dodd-Frank SEC rulemakings:

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