Corporate Alert - October 2016

The Herrick Advantage

Kara Bingham, associate editor of The Hedge Fund Law Report, recently interviewed Herrick corporate partner Richard Morris about enhanced regulatory requirements hedge fund managers and fund marketers have faced since the 2008 financial crisis. In the interview, Rick discussed new disclosure requirements for state pension plan investors, recent enforcement trends, and new rules proposed or adopted by the SEC, FINRA, the Municipal Securities Rulemaking Board and state regulators. On October 19, Richard participated in a related panel discussion at the Third Party Marketers Association's Annual "Outsourced Marketing & Sales 2.0" conference.

Federal Appeals Court Decision Serves as a Warning to Guard Against Unexpected Indemnification Liability