This weekly update from Clyde & Co's financial services
regulatory team summarises new developments as reported by the FCA,
the PRA, the UKLA, the Upper Tribunal, the Financial Ombudsman
Service and the London Stock Exchange over the past week, with
links to the full documents where these are available.
We hope that you will find this update useful.
Consultation papers:
No new developments this week.
Discussion papers:
No new developments this week.
Policy statements:
31 January 2014: FCA PS14/2: Incoming Statutory Regime
for Primary Information Providers (PIPs) - including feedback on
CP13/8 and final rules. The FCA has published Policy
Statement PS14/2 containing rules on the statutory regime for PIPs.
The Statement outlines that the new statutory regime will be based
largely on the existing framework for the approval and oversight of
Regulated Information Services, set out in the Criteria for
Regulated Information.
