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ARTICLE · 16 OCTOBER 2012

Weekly Financial Services Regulatory Update - Week To 05.10.12

Clyde & Co
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This weekly update from Clyde & Co’s Financial Services Regulatory Team summarises new developments.

United KingdomFinance and Banking
Clyde & Co. Financial Services Team
Clyde & Co. Financial Services Team
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This weekly update from Clyde & Co's Financial Services Regulatory Team summarises new developments as reported by the FSA, the UKLA, the Upper Tribunal, the Financial Ombudsman Service and the London Stock Exchange over the past week, with links to the full documents where these are available.

We hope that you will find this update useful.

CONSULTATION PAPERS:

5 October 2012: CP12/27: FSA Quarterly Consultation (no.34)

The FSA has published its quarterly Consultation Paper inviting comments on proposed amendments to the Handbook including: payments under the retail distribution review (RDR); rules on voiding and recovery in the remuneration code; changes to the Collective Investment Schemes sourcebook (COLL); and, changes to the FSA Handbook relating to EMIR.

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