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ARTICLE · 14 NOVEMBER 2022

SEC Expands Proxy Voting Reporting By Registered Funds And Requires Reporting Of Executive Compensation Votes By Form 13F Filers

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Registered Funds. The Release expands the proxy voting information that a fund is required to report by requiring each report on Form N-PX...

United KingdomFinance and Banking
Ropes & Gray LLP, Private Client
Ropes & Gray LLP, Private Client

On November 2, 2022, the SEC issued a release (the “Release”) containing rule and form amendments that:

  • Expand the proxy voting information that each registered fund is required to report on Form N-PX and
  • Require each Form 13F filer, for the first time, to annually report on Form N-PX how it had voted proxies concerning certain shareholder advisory votes on executive compensation. Note: Like Form 13F, the filing requirement applies to each “institutional investment manager,” which generally encompasses any manager that exercises investment discretion with respect to accounts holding U.S. equity securities having an aggregate value of at least $100 million (each, a “Manager”).1

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