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ARTICLE · 19 FEBRUARY 2014

Investment Management Regulatory Update - Q3 2013

Deloitte
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Welcome to the ninth edition of our Investment Management Regulatory Update which summarises the key regulatory developments affecting the UK investment management sector.

United KingdomFinance and Banking
Deloitte Financial Services Group
Deloitte Financial Services Group
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Welcome to the ninth edition of our Investment Management Regulatory Update which summarises the key regulatory developments affecting the UK investment management sector.

In this edition we cover key international, European and UK developments including:

  • FCA speeches
  • AIFMD update
  • MiFID update
  • Capital Requirements Directive update
  • Retail Distribution Review update
  • Shadow Banking
  • Other regulatory developments in the investment management sector
  • Q4 2013 FCA enforcement summary

FCA SPEECHES

Over the last quarter, key individuals from the Financial Conduct Authority (FCA) have made a number of speeches on the FCA's approach to achieving its statutory objectives.

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