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ARTICLE · 13 AUGUST 2019

FCA Market Watch 60: Inside Information Systems & Controls

The graph below shows a breakdown of the FCA's open enforcement investigations, compared to the same breakdown published by the FCA for the previous two years.

United KingdomFinance and Banking

The UK Financial Conduct Authority ("FCA") has published Market Watch 60, its newsletter on market conduct and transaction reporting issues. This edition contains information about the FCA's view on controlling access to inside information, findings of the FCA's Thematic Review of processes controlling information flows, and its key recommendations.

MAR and Inside Information

'Inside information' under the EU Market Abuse Regulation 2016 ("MAR") is information of a precise nature that has not been made public relating directly or indirectly to one or more issuers or financial instruments that, if it were made public, would be likely to have a significant effect on the prices of those financial instruments or on the price of related derivative financial instruments.

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