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ARTICLE · 04 MAY 2017

FCA's Sector Views 2017 (Investment Management Brief: 4 May 2017)

Pinsent Masons
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FCA's Sector Views 2017: The FCA has, for the first time, published its Sector Views 2017 [18.04.17] with its Business Plan. They contain an "overall FCA view" of the performance of seven sectors, including Investment Management.

United KingdomFinance and Banking
David Heffron
David Heffron
Elizabeth Budd
Elizabeth Budd
Michael Lewis
Michael Lewis
Ian Warner
Ian Warner

Originally published 4th May 2017

Regulatory

FCA's Sector Views 2017

The FCA has, for the first time, published its Sector Views 2017 [18.04.17] with its Business Plan.  They contain an "overall FCA view" of the performance of seven sectors, including Investment Management.    They were presented to the Board between June 2015 and November 2016 and were up to date at that point.  In future FCA says they will be published on their website within 3 months of being presented to the Board.  The Sector Views are a retrospective snapshot at a given time of what the FCA already knows and highlighting where they need to know more, based on then available information.  Once approved by the FCA's Board the Sector View is used by the FCA in setting its sector priorities for which the FCA uses an intervention framework to identify causes of harm.  The Business Plan contains the areas the FCA is prioritising for the coming period and their plans to address them, in the

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