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ARTICLE · 16 SEPTEMBER 2026

FinReg Monthly Update

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This monthly bulletin provides a comprehensive overview of the latest regulatory developments affecting financial services across the UK, EU, and US. From new FCA guidance on high-growth firms and wealth management to SEC proposals on crypto asset frameworks and CFTC initiatives on prediction markets, the update covers critical changes impacting asset managers, banks, insurers, and securities firms.

United KingdomFinance and Banking
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Welcome to the FinReg Monthly Update, a regular bulletin highlighting the latest developments in UK, EU and US financial services regulation.

Key Developments in August 2026:

United Kingdom

General Financial Services – Cross Sector

11 August – FOS Redress: The Financial Ombudsman Service (FOS) has published a policy statement on modernising the redress system.

10 August – High Growth Firms: The Financial Conduct Authority (FCA) has published its findings, including examples of good and poor practice, following a review of its early and high growth oversight pilot with high-growth firms.

7 August – Annex 1 Firms: The FCA has published a statement setting out its concerns about a number of risks it has identified among Annex 1 financial institutions.

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