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The SEC has continued and expanded its focus on violations of Rule 21F-17 of the Securities Exchange Act of 1934 (i.e., the whistleblower protection rule).

Each year, we send a newsletter to our clients and friends regarding Section 475(f) mark-to-market elections. A 475(f) election must be made by partnerships before March 15th...

As explained below, the effective date of the Federal Trade Commission's ("FTC") rule banning the use of post-employment noncompete agreements has been stayed indefinitely by a federal court in Dallas

In an important new decision, the Supreme Court, in SEC v. Jarkesy, recently held that when the SEC seeks civil penalties against a defendant for securities fraud, the Seventh Amendment applies...

Section 1401 of the U.S. Internal Revenue Code of 1986, as amended (the "Code"), imposes self-employment tax on an individual's self-employment income.

Fund managers may be required to file Treasury International Capital ("TIC") Form SHL, Report of Foreign-Residents' Holdings of U.S. Securities, Including Selected Money Market Instruments (SHL (2024))...

The U.S. Department of Labor (the "DOL") recently amended the qualified professional asset manager ("QPAM") exemption. The QPAM exemption is commonly relied on by fund managers that manage "plan assets"