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Your search for ‘Anderson P.C.’ returned 48 results

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  • Article

    FINRA's Probe Raises Constitutional Questions Amid Growing Scrutiny Of Regulatory Power

    A new lawsuit against the Financial Industry Regulatory Authority (FINRA) highlights growing tensions between regulatory enforcement and constitutional protections. On February 15, Francis G. Smith of FGS Financial Inc.
    United StatesFinance and Banking
    Anderson P.C.
    Anderson P.C.
  • Article

    Where TikTok Goes Next: Navigating The Uncertainty Of A Landmark Ban

    The Supreme Court has issued a landmark ruling with profound implications for technology, geopolitics, and the digital economy.
    United StatesMedia, Telecoms, IT, Entertainment
    Anderson P.C.
    Anderson P.C.
Article

Trump's SEC Leadership: A New Chapter For Cryptocurrency Regulation?

As the nation prepares for a change in leadership, the cryptocurrency industry is abuzz with speculation about the potential regulatory shift under the incoming Trump administration.
United StatesCompliance
Anderson P.C.
Anderson P.C.
  • Article

    Crypto Isn't Subject To Wash Sale Rules—and That's A Good Thing

    Tax policy and cryptocurrency often intersect in fascinating and sometimes contentious ways, and one prime example is the ongoing debate over the application of the wash sale rules to digital assets.
    United StatesTechnology
    Anderson P.C.
    Anderson P.C.
  • Article

    The GENIUS Act: A Long Overdue Framework For Blockchain-Era Banking

    The recent Senate vote to advance the GENIUS Act—a bipartisan bill to regulate stablecoins—is more than just another milestone in crypto policy. It represents a long-overdue recognition that fiat-backed...
    United StatesTechnology
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Navigating the SEC Whistleblower Program: Guidance For Whistleblowers And Companies Alike

    The SEC's Whistleblower Program, established under the Dodd-Frank Act, plays a pivotal role in uncovering and addressing violations of federal securities laws.
    United StatesEmployment and HR
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    FINRA Likely To Amend Expulsion Practices In Wake Of D.C. Circuit Ruling

    The Financial Industry Regulatory Authority (FINRA), the financial industry's self-regulator, faces a turning point following a recent ruling by the U.S. Court of Appeals for the D.C. Circuit.
    United StatesFinance and Banking
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Courts, Not Regulators, May Shape Crypto Law — But That's Not Necessarily A Bad Thing

    As the SEC retreats from its aggressive crypto enforcement posture under former Chair Gary Gensler, observers have speculated that courts will now become the primary venue for resolving disputes...
    United StatesTechnology
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    SEC Accuses Cannabis CFO Of $4.2M Round-Trip Accounting Scheme: Industry Lessons

    The U.S. Securities and Exchange Commission (SEC) has filed charges against the former CFO of Acreage Holdings, Glen Leibowitz, alleging his involvement in a $4.2...
    United StatesCannabis & Hemp
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    FINRA's Landmark Action On Social Media Influencer Programs

    In a significant development, FINRA has imposed an $850,000 fine on a financial services firm for violations related to its use of social media influencers.
    United StatesFinance and Banking
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Unpacking The SEC's 2025 Examination Priorities: What's On The Horizon For Investment Advisers, Broker-Dealers, And The Financial Sector

    With the dawn of a new fiscal year, the U.S. Securities and Exchange Commission's (SEC) Division of Examinations has unveiled its 2025 examination priorities.
    United StatesCorporate/Commercial Law
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    DOJ Charges Amalgam Founder With Crypto Fraud: A Case Study In Deception

    The Justice Department has unsealed criminal charges against Jeremy Jordan-Jones, alleged founder of the now-defunct crypto venture Amalgam, accusing him of orchestrating a $1 million investor...
    United StatesTechnology
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Beware Of Pig Butchering Schemes And The Growing Threat Of Crypto Scams

    2024 has seen alarming developments in the world of financial fraud, with North Korean hackers stealing a record $1.3 billion in cryptocurrency this year alone.
    North KoreaTechnology
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Judge Rejects SEC And Ripple's Joint Bid To Reduce Fine And Vacate Injunction

    In a striking rebuke to both a federal agency and a prominent digital asset firm, U.S. District Judge Analisa Torres has rejected a joint motion by the Securities and Exchange Commission...
    United StatesCorporate/Commercial Law
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Big Law And The Trump Administration

    The Trump administration's latest actions targeting Paul Weiss and other major law firms have sparked debate over the future of Big Law. While these developments are significant...
    United StatesGovernment, Public Sector
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Par For The Course - Senator Warren Urges Review Of Trump SEC's Crypto Retreat

    On April 2, 2025, Senator Elizabeth Warren sent a letter to the U.S. Securities and Exchange Commission's Office of Inspector General (OIG) requesting an investigation into whether...
    United StatesTechnology
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Start-Up AI And Robotics Company And CEO Face SEC Charges For Investor Fraud

    The SEC's complaint outlines how Destiny Robotics, under the direction of Kavtaradze, raised approximately $141,000 from investors between February 2022 and March 2023.
    United StatesTechnology
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    DOJ Bans Lawyers From ABA Events

    In a move that has stirred unease across the legal community, the U.S. Department of Justice (DOJ) announced last week that its attorneys are prohibited from attending or participating in events...
    United StatesLaw Department Performance
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    SEC Crypto Enforcement Pauses In Select Matters; But Uncertainty Remains For Many

    A seismic shift is underway in the SEC's approach to crypto enforcement. The agency recently hit pause on two of its most high-profile cases, requesting a 28-day delay in its litigation...
    United StatesTechnology
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Article

    Coinbase CEO Calls For Accountability From Future SEC Chair Over Crypto Regulation Missteps

    In a bold statement on October 29, Coinbase CEO Brian Armstrong voiced his frustrations with the Securities and Exchange Commission's (SEC) handling of crypto regulation, stating...
    United StatesTechnology
    Gesmer Updegrove LLP
    Gesmer Updegrove LLP
  • Showing 1–20 of 48 results

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