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Your search for ‘Orrick’ returned 4,390 results

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  • Article

    ESMA Update On Waivers From MiFID Pre-Trade Transparency Requirements: August 2015

    On August 26, 2015, ESMA published an updated version of the waiver document that sets out its assessment of applications for waivers from pre-trade transparency requirements under the Markets in Financial Instruments Directive.
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    ESMA Updates Document On Waivers From MiFID Pre-Trade Transparency Requirements

    On June 20, 2016, the European Securities and Markets Authority ("ESMA") published an updated version of the waiver document...
    European UnionFinance and Banking
    Orrick
    Orrick
Article

ESMA Will Not Renew Temporary Restriction On Marketing, Distributing And Selling Cfds To Retail Clients

On July 31, European Securities and Markets Authority (ESMA) published a press release which announced it would not renew the temporary restriction on the market, distribution or sale of contracts for difference (CFDs) to retail clients in the EU.
European UnionFinance and Banking
Orrick
Orrick
  • Article

    European Banking Authority Publishes Report On Liquidity Coverage Ratio Disclosure

    On March 8, 2017, the European Banking Authority ("EBA") issued a report that considered the disclosure requirements in relation to the liquidity coverage ratio.
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    European Central Bank To Undertake Comprehensive Assessment Of Large Banks In Advance Of The Single Supervisory Mechanism

    In a press release dated October 23, the ECB announced that it will undertake a comprehensive assessment of large banks prior to assuming full responsibility for supervision as part of the SSM.
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    European Commission Addendum To Draft RTS On Margin Requirements For Uncleared OTC Derivatives Under EMIR

    On August 2, 2016, the European Commission published an addendum to the draft regulatory technical standards (RTS) on margin requirements for uncleared OTC derivatives under Article 11(15)...
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    European Commission Adopts Delegated Regulation On Obligations Of Depositaries Required By UCITS V

    The European Commission has adopted a Delegated Regulation (C(2015) 9160) supplementing the UCITS IV Directive (2009/65/EC) on the obligations of depositaries.
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    European Commission Adopts Delegated Regulation On RTS On Key Information Documents For PRIIPS

    On June 30, 2016, the European Commission adopted a Delegated Regulation and related annexes supplementing the Regulation on key information documents for packaged retail and insurance-based investment products...
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    European Commission Adopts Delegated Regulation On RTS On Risk Concentration And Intra-Group Transactions Under FICOD

    The draft RTS aim clarify which risk concentration and intra-group transactions at the level of the financial conglomerate should be considered "significant" under Articles 7(2) and 8(2) of FICOD.
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    European Commission Establishes Expert Group On Sustainable Finance

    On October 28, 2016, the European Commission published a decision creating a high-level expert group ("HLEG") on sustainable finance in the context of the capital markets union ("CMU").
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    European Commission Implementing Regulation Lays Down ITS On Disclosure Of Leverage Ratio For Institutions Under CRR

    A European Commission Implementing Regulation laying down implementing technical standards on disclosure of the leverage ratio for institutions under the CRR has been published in the Official Journal of the EU on February 16.
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    European Commission Publishes Green Paper On Building A Capital Markets Union

    On February 18, the European Commission published a green paper on building a Capital Markets Union.
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    European Commission Publishes Secondary Implementing Decision On Third Country Equivalence For Purposes Of Treatment Of Exposures Under CRR

    A European Commission Implementing Decision on the lists of third countries considered equivalent for the purposes of the treatment of exposures under the Capital Requirements Regulation ("CRR") has been published...
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    European Parliament Adopts Committee On Organized Crime, Corruption And Money Laundering Final Report

    In a press release dated October 23, the European Parliament announced its adoption of the final report of the special committee.
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    European Parliament Adopts ELTIF Regulation

    On March 10, the European Parliament published a press release announcing that it has adopted the proposed Regulation on European Long-Term Investment Funds (ELTIF Regulation).
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    European Parliament Adopts MIF Regulation

    On March 10, 2015, the European Parliament published a press release announcing that it has adopted the proposed Regulation on interchange fees for card-based payment transactions (MIF Regulation).
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    European Parliament Announces Decision To Reject Delegated Resolution Of RTS On Key Information Documents For PRIIPs

    The European Parliament rejected the EC's proposed Delegated Regulation supplementing the Regulation on key information documents (KIDs) for packaged retail and insurance based products.
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    European Supervisory Authorities Request Response From European Commissioner To Inconsistencies In Cross-Selling Legislation

    On 26 January 2016, the Chairpersons of the European Supervisory Authorities sent a letter to the European Commissioner for the Directorate General Financial Stability, Financial Services and Capital Markets Union.
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    FMLC Publishes Letter To European Commission On Reporting And Transparency Of Securities Financing Transactions

    The letter discusses the proposed Regulation on Reporting and Transparency of Securities Financing Transactions.
    European UnionFinance and Banking
    Orrick
    Orrick
  • Article

    Joint Committee Of ESAs Final RTS On Key Information Documents For PRIIPs

    The Joint Committee of the European Supervisory Authorities published its final draft regulatory technical standards on key information documents for packaged retail and insurance-based investment products.
    European UnionFinance and Banking
    Orrick
    Orrick
  • Showing 981–1000 of 4390 results

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