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Your search for ‘Stikeman Elliott LLP’ returned 5,149 results

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  • Article

    IIROC Releases Draft Sanction Guidelines

    The Investment Industry Regulatory Organization of Canada (IIROC) yesterday published for comment updated draft sanction guidelines that set out the principles and factors regarding the imposition of sanctions that may be considered in IIROC disciplinary proceedings.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Releases Guidance On Marketplace And Average Price Disclosure

    The Investment Industry Regulatory Organization of Canada yesterday published guidance on marketplace and average price disclosure language that will be considered acceptable on trade confirmations.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
Article

IIROC Reminder Of Implementation Date For Trade Variation Reporting

As we discussed in our post of March 1, IIROC has set June 1st as the date on which requirements to report trade variations and cancellations, as well as extended failed trades, will take effect.
CanadaCorporate/Commercial Law
Stikeman Elliott LLP
Stikeman Elliott LLP
  • Article

    IIROC To Update Guidance On Marketplace Disclosure For Trade Confirmations

    On July 27, the Investment Industry Regulatory Organization of Canada (IIROC) released proposed guidance respecting the marketplace disclosure language it would deem acceptable for trade confirmations.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Insider Trading Amendments Could Impose "Special Relationship" Where Take-Over "Considered"

    The Ontario government recently released its 2013 budget plan, which included discussion of amending the Securities Act to clarify the statute's insider trading provisions.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    La CVMO signe l'accord multilatéral renforcé de l'OICV sur la coopération et l'échange d'information

    La Commission des valeurs mobilières de l'Ontario a signé en septembre dernier un accord multilatéral renforcé (Enhanced multilateral memorandum of understanding ...
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    M&A: Shareholder Activism

    In 2012, the business pages were replete with headlines describing high profile examples of shareholder activism.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Moratorium On Late Fees For Disclosure Of Outside Business Activities Takes Effect

    Moratorium on late fees will apply while the OSC considers streamlining disclosure regime for outside business activities
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    New York Attorney General Combats Alleged Unfair Advantages For High-Frequency Traders

    NY Attorney General, Eric Schneiderman, has called for tougher regulations and market reforms in a speech at a symposium hosted by New York Law School.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Oil And Gas M&A Review Published For H1 2013

    Our firm's Calgary office recently released its review of public M&A transactions in the oil and gas sector for the first half of this year.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Ontario Approves Various Regulatory Amendments

    The Ontario Securities Commission recently announced that Ministerial approval has been granted in respect of the previously-announced: (i) amendments to NI 25-101 "Designated Rating Organizations"; (ii) Supervisory MOU between the OSC, EMSA, AMF and BCSC; (iii) changes to NI 81-102 "Mutual Funds"; and (iv) MOU with the ASIC.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Ontario Budget Hints At Changes To Securities Legislation

    The Ontario budget, released yesterday, contains some hints at upcoming changes to the Securities Act planned by the provincial government.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Approves Maple Acquisition Of TMX

    The Ontario Securities Commission has now issued final recognition orders regarding the Maple Group's proposed acquisition of TMX Group, Alpha Group and Canadian Depository Services.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Extends Proficiency Exemption For Alternative Mutual Fund Trading

    The blanket relief, which was set to expire on July 28, 2022, has now been extended to January 29, 2024.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Finds "Unacceptable" Level Of Compliance With Mining Disclosure

    The Ontario Securities Commission today published a report setting out Staff's findings in respect of a recent compliance review of technical reports filed by mining issuers.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Proposes Mandatory Electronic Filing Of Documents

    The Ontario Securities Commission has recently released a proposed rule that would mandate the filing of certain required documents with the Commission in electronic format.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Publish Annual Compliance Report For Dealers, Advisers And IFMs

    The Ontario Securities Commission published an annual report for dealers, advisers and investment fund managers.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Releases Report On Asset Impairment And Segment Reporting Disclosure

    The OSC's Office of the Chief Accountant published a bulletin setting out its observations in regards to issuers' asset impairment and segment reporting in light of IAS 36 Impairment of Assets and IFRS 8 Operating Segments.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Republishes Rule For Distributions Outside Of Canada

    The Ontario Securities Commission has published amendments to its proposed OSC Rule 72-503 Distributions Outside of Canada originally published last year.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC To Hold Crowdfunding Roundtable

    The Ontario Securities Commission has announced that it will be hosting a roundtable discussion on June 11 to obtain input from investors regarding investing in small and medium sized enterprises and start-ups.
    CanadaCorporate/Commercial Law
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Showing 941–960 of 5149 results

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