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Back in April 2022, we wrote about the SEC killing the Dealer/Trader distinction. We also noted then that it would come as no surprise to see the SEC re-propose amendments...

The SEC Division of Corporation Finance has issued guidance clarifying Form S-3 eligibility requirements for companies with brief interruptions in their Exchange Act reporting obligations. This no-action letter addresses a nuanced scenario where an issuer maintained continuous reporting despite a temporary suspension of mandatory filing requirements under Section 15(d).