Your search for ‘Hogan Lovells’ returned 12,714 results

Regarding the failure to supervise charge, the NFA faulted the IB for allowing two associated persons to solicit business from their home offices without listing the homes as branch offices.

NYDFS issues guidance for insurers on climate change-related financial risks. FINRA proposes further delay of TBA margin requirements. SEC rejects Bitcoin ETF proposal. U.S...

SEC allows voting by proxy for preferred combination of board candidates in contested elections. SEC proposal to deregulate proxy voting advice. CFTC seeks comment on IBOR-related swap clearing requirement.

Banking agencies offer roadmap on crypto-asset regulation. OCC clarifies permitted bank cryptocurrency activities. ECB issues report on climate and environmental risk management.

Federal financial regulators support climate objectives.

The New York State Department of Financial Services ("NYDFS") granted a trust charter to BitGo New York Trust Company LLC.

The New York State Department of Financial Services ("NYDFS") established a new Office of Financial Inclusion and Empowerment.

New York State Department of Financial Services ("NYDFS") Superintendent Linda A. Lacewell announced that she will step down from her position effective August 24, 2021.

The OCC adopted a final rule to amend the agency's company-run stress testing requirements for national banks and federal savings associations

The Office of the Comptroller of the Currency ("OCC") published a new "Branches and Relocations" booklet of the Comptroller's Licensing Manual.

The Office of the Comptroller of the Currency ("OCC") updated the Comptroller's Handbook to reflect new guidelines that examiners should follow when checking for legal violations by banks.

FSOC identifies climate change as emerging threat to financial stability. CFPB asks tech companies for information on payment platforms.

IMF Senior Executives Warn of Financial Stability Risks Posed by "Crypto Boom." SEC Chair Gensler Directs Staff to Study Complex ETP Risk. MSRB Requests Comment on Draft Compliance Resources for Supervisors.

FINRA proposes order routing disclosures for OTC equity securities. ARRC summarizes its fallback recommendations to date. Broker-dealer settles FINRA charges for Reg SHO miscalculations.

Jesse Hurley, Head of Global Fund Banking at Silicon Valley Bank, connected with Cadwalader's Mike Mascia in this week's podcast edition of Fund Finance Friday: Industry Conversations.

The Secondaries panel was a big draw, as it had a standing room-only crowd that spilled out into the hallway.

Nellie Liang, President Donald J. Trump's nominee for a seat on the Federal Reserve Board, withdrew her name from consideration.