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As we noted last week, an expert panel recommended important reforms to Ontario's Personal Property Security Act (PPSA) as part of a broader study into modernizing Ontario business law.

The U.S. CFTC issued a no-action letter to extend current relief from certain swap reporting rules applicable to certain non-U.S. swap dealers.

Canadian jurisdictions participating in the cooperative capital markets regulator project announced today that the consultation period in respect of the draft Provincial Capital Markets Act (PCMA) and Capital Markets Stability Act (CMSA) has been extended to December 8, 2014.

The Canadian Securities Administrators published a notice yesterday providing an update on the project to modernize investment fund product regulation.

The Canadian Securities Administrators (CSA) today published its final version of amendments to NI 31-103 Registration Requirements and Exemptions.

On December 29, 2011, the Canadian Securities Administrators published a revised version of CSA Staff Notice 51-327, which provides guidance on compliance with oil and gas disclosure requirements.

Last week, the U.S. Financial Industry Regulatory Authority published proposed amendments to its rules that would require its members and associated persons that offer or sell private placements, as well as those that participate in the preparation of private placement memoranda, term sheets or other related disclosure documents in connection with a private placement, to provide disclosure to investors regarding the anticipated use of the offering proceeds prior to sale.

Yesterday, the Investment Industry Regulatory Organization of Canada (IIROC) published Notice 12-0001 relating to securities trading halts in coordination with the application of "circuit breakers" on U.S. markets for the first quarter of 2012.

The Investment Industry Regulatory Organization of Canada (IIROC) today published Notice 12-0122 relating to securities trading halts in coordination with the application of "circuit breakers" on U.S. markets for the second quarter of 2012.

As part of its plain language rules rewrite project, the Investment Industry Regulatory Organization of Canada (IIROC) recently released proposed Rules 2100 through Rules 2700 regarding dealer member organization and registration.

The Investment Industry Regulatory Organization of Canada has confirmed that it has rescheduled the industry-wide test of dealers' business continuity plans, originally planned for June 2010, to September 10, 2011.

On December 15, the Investment Industry Regulatory Organization of Canada (IIROC) released a draft guidance note regarding the role of compliance and supervision at member firms.

In response to the required frequency of account statement delivery under NI 31-103 Registration "Requirements and Exemptions", the Mutual Fund Dealers Association of Canada (MFDA) has released guidance to assist its members in assessing the issues respecting sending account statements by electronic means.

The Ontario Securities Commission announced today that it has entered into a Memorandum of Understanding with the U.S. Financial Industry Regulatory Authority intended to establish a formal basis for cooperation between the regulators and to facilitate the exchange of information.

Last week, OSC staff concluded a review focusing on mutual fund practices related to liquidity assessments of fund holdings, liquidity stress testing and liquidity valuation considerations.

On May 19, the OSC's Corporate Finance Branch issued a notice identifying deficiencies found in issuers' first IFRS interim financial reports for the quarter ending March 31

The OSC today issued a practice directive intended to assist issuers making an application for relief in connection with prescribed prospectus requirements where the exemption will be evidenced by the issuance of a receipt for a final prospectus.

The Ontario Securities Commission today released its strategic plan for 2012-2015. Entitled "The OSC: A 21st Century Securities Regulator", the plan is intended to guide the Commission as it seeks "to remain an effective, efficient, vigilant and modern organization."