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The implementation of the European Bank Recovery and Resolution Directive is currently ongoing in all EU member states, and is at different stages of the respective legislative process.

On October 29, the Joint Money Laundering Steering Group (JMLSG) published for comment, a revised anti-money laundering and counter-terrorist financing guidance on Private Equity.

On February 25, the European Parliament announced that political agreement has been reached with the Council of the EU on the proposed UCITS V Directive.

The Bank for International Settlements has published an updated version of the Basel Committee on Banking Supervision’s Basel III monitoring workbook.

On March 3, the Council of the EU published a compromise proposal (dated January 28, 2014) on the European Commission’s proposed Directive on the prevention of the use of the financial system for the purpose of money laundering and terrorist financing (known as the Fourth Money Laundering Directive or MLD4).

On Mar. 26, 2015, the Consumer Rights Act received Royal Assent.

The UK's Prudential Regulation Authority ("PRA") has issued a policy statement on its approach to identifying other systemically important institutions ("O-SIIs").

IRC Section 142(d) requires operators of qualified residential rental properties to file Form 8703, Annual Certification of a Residential Rental Project annually.

A final rule was announced that contains exemptions for "certain commercial and financial end users from margin requirements for certain swaps not cleared through a clearinghouse."

On November 17, 2016, Jon Sallet, DOJ's Deputy Assistant Attorney General for litigation, presented a speech at the American Bar Association Antitrust Section's Fall Forum...

Rating Agency Developments - February 19, 2016

SEC voted to adopt new rules to establish "enhanced standards for the operation and governance of securities clearing agencies that are deemed systematically important..."

On January 10, the SEC announced that its Office of Municipal Securities has issued interpretive guidance to address questions from market participants regarding the implementation of new final SEC rules requiring municipal advisors to register with the SEC.

On August 19, the SEC Announced a Municipal Advisor Exam Initiative for newly registered municipal advisors.

On July 13, 2016, the Securities and Exchange Commission proposed amendments to various disclosure provisions in order to eliminate duplicative provisions and modernize the relevant requirements.

The SEC will seek public comment for a period that will remain open for 60 days following each proposal's publication in the Federal Register.

The UK Serious Fraud Office (SFO) has updated a webpage on its case relating to Sustainable Agroenergy plc and Sustainable Wealth Investments UK Ltd.