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With credit lines providing greater flexibility in maneuvering liquidity requirements, regulated '40 Act funds and business development companies are turning to them.

SIFMA, DTCC and ICI to shorten U.S. securities settlement cycle. ISDA assesses regulatory considerations for sustainability-linked derivatives. FFIEC updates Bank Secrecy Act/AML Examination Manual.

Cadwalader's Mike Mascia connects with Matt Posthuma, a Partner in Ropes & Gray's fund formation group.

Here is a rundown of some of Cadwalader's recent work on behalf of clients.

Here is a rundown of some of Cadwalader's recent work on behalf of clients.

Here is a rundown of some of Cadwalader's recent work on behalf of our clients.

SEC, NASAA, and FINRA Offer Free Resource to Securities Firms to Assist in Detection, Prevention and Reporting of Financial Exploitation of Seniors.

The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System and the FDIC requested comments on a proposed rule...

The Democratic Caucus approved Representative Maxine Waters to serve as House Financial Services Committee Chair in the 116th Congress.

In an Investor Alert, FINRA and the SEC Office of Investor Education and Advocacy cautioned investors on the risks associated with "social sentiment investing tools".

The SEC appointed Renee Jones as its Division of Corporation Finance Director and John Coates as its General Counsel.

In an address at the Securities Enforcement Forum West, SEC Enforcement Division Director Andrew Ceresney focused on actions against private equity fund advisers.

The SEC Division of Corporate Finance and Office of Mergers and Acquisitions granted no-action relief to a Maryland-based real estate investment trust (the "REIT") from Securities Exchange Act

SEC .Division of Trading and Markets ("Division") staff instructed security-based swap ("SBS") entities on documentation submissions...

The SEC named Robert Evans III as Chief of the Office of International Corporate Finance.

The SEC named Erik Gerding as new Division of Corporation Finance Deputy Director of Legal and Regulatory Policy. Mr. Gerding will assume the role on October 4, 2021.

The SEC named Sarah G. ten Siethoff Deputy Associate Director in the Division of Investment Management's Rulemaking Office. Ms. ten Siethoff will develop recommendations regarding rulemaking and policy initiatives for the Investment Company and Investment Advisors Acts of 1940.

The SEC Office of Investor Education and Advocacy informed investors about features and potential risks of alternative mutual funds that hold non-traditional investments...