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The Federal Reserve Bank of New York Board of Directors approved the promotion of 22 officers to assistant vice presidents...

The Board of Governors of the Federal Reserve System ("FRB") appointed Mark E. Van Der Weide as General Counsel.

FINRA issued a notice informing member firms that the fee rate for certain securities transactions on exchanges and in the OTC markets will increase from $13 to $20.70 per million dollars in transactions.

FINRA provided guidance to members for reporting operating lease assets and liabilities on Financial and Operational Combined Uniform Single ("FOCUS") reports.

FINRA provided the filing dates for broker-dealer annual audit, FOCUS, and custody reports for 2019 and the first quarter of 2020.

In an Information Notice, FINRA provided firms with the due dates for filing requests of extension of time for bank and exchange holiday closures in 2019.

FINRA provided guidance on whether dates that securities markets unexpectedly close for business should be considered as either a regular business day ...

FINRA will elect two new members to the FINRA Board of Governors (one "large firm" governor and one "small firm" governor) at its annual members' meeting on August 22, 2017.

FINRA revised and updated the Web API Specifications for TRACE Securitized Products by adding Sub-Product Asset codes and descriptions to Appendix 1.

FINRA warned member firms of a phishing email from a purported anti-money laundering compliance officer working at an Indiana-based credit union.

A former financial services executive pleaded guilty to DOJ antitrust charges, admitting to a bid-rigging conspiracy in connection with the borrowing of pre-release American Depository Receipts

The Federal Reserve Board voted to affirm the Countercyclical Capital Buffer at the current level of zero percent.

The Federal Reserve Board ("FRB") corrected the comment deadline for a proposal to raise the threshold for bank holding companies and savings and loan holding companies, subject to Regulation TT assessments.

The Federal Reserve Board ("FRB") corrected an error in the Federal Register, which incorrectly stated the comment period for the FRB's stress test proposal was scheduled to end on February 19, 2019.

The FTC amended the Telemarketing Sales Rule to increase fees for telemarketing businesses seeking access to the National Do Not Call Registry.

Tune into a recent episode of Fund Fanatics with Jeff Maier and Scott Aleali to get an insider's perspective of how your favorite athletes are shaking up the world of private equity...

Fund Fanatics Episode with Rafay Farooqui.

On April 13, 2019, U.S., UK and European Banking Union regulators will meet.