The U.S. House Committee on Financial Services elected Representative Michael San Nicolas (D-GU) as Vice Chair. Mr. San Nicolas ...

Women in Fund Finance U.S. is hosting a virtual panel on "Navigating ESG Communications: Strategies for Challenging Times" this Tuesday, February 28 at 11 a.m. EST.

ISDA updated its global calendar of compliance deadlines and regulatory dates for OTC derivatives.

KBRA has come out with a recent forecast predicting that the private credit industry will be well positioned to navigate looming macroeconomic headwinds on the horizon.

The Managed Funds Association ("MFA") hired Mark Epley to serve as executive vice president and general counsel.

Scott Aleali and Jeff Maier hosted former Wake Forest and Charlotte Hornets star Muggsy Bogues this week on Fund Fanatics for a wide-ranging conversation, including his NBA career...

Scott Aleali and Jeff Maier released a new edition of Fund Fanatics that covers the latest trends in the secondaries market and features Sameer Shamsi, Head of Secondaries at Houlihan Lokey.

NFA permanently banned from membership a CPO and CTA for failing to produce books and records for two of the CPO/CTA's principals and its majority owner

The Federal Reserve Bank ("FRB") of New York Executive Vice President Richard Dzina discussed the current state of cyber resilience and operational security ...

The New York State Department of Financial Services ("NYDFS") approved the application of a trust company to act as a custodian for Bitcoin.

Even amongst a battle of supply and demand between GPs and the banks, subscription lines of credit remain resilient.

The Federal Reserve Board, the Office of the Comptroller of the Currency, the FDIC, the Consumer Financial Protection Bureau, the National Credit Union Administration and the Conference of State Bank Supervisors encouraged financial institutions to work with consumers impacted by the federal government shutdown.

The SEC Division of Corporation Finance designated a New Zealand stock exchange as a "designated offshore securities market" under Securities Act Regulation S, Rule 902(b).

The Drawdown has announced an awards program to acknowledge "the most influential members of the fund finance market." The awards aim to highlight innovation, creativity...

The original expiration date was April 15, 2018.

The SEC Division of Corporation Finance granted exemptive relief to Mphasis Limited, an Indian company, from Exchange Act Rules 14e-1(a) and (c) ...

Extending the effectiveness of the no-action position it took in 2016, the SEC Division of Trading and Markets granted relief to certain broker-dealers

REF News & Views readers, as the holiday season approaches, we want to take a moment to express our gratitude for your continuous support throughout the year.

Understanding And Support: Fostering LGBTQ+ Allyship (Video)

IOSCO summarized its 2019 initiatives in the following five priority areas: crypto-assets, artificial intelligence and machine learning, market fragmentation ...