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The Office of the Comptroller of the Currency ("OCC") published a new "Branches and Relocations" booklet of the Comptroller's Licensing Manual.

The Office of the Comptroller of the Currency ("OCC") updated the Comptroller's Handbook to reflect new guidelines that examiners should follow when checking for legal violations by banks.

SEC Commissioner Roisman offers recommendations to improve order handling disclosure. Banking regulators set expectations for managing LIBOR transition.

FSOC identifies climate change as emerging threat to financial stability. CFPB asks tech companies for information on payment platforms.

Broker-Dealer settles FINRA charges for supervisory failures over mutual fund switches. DOL extends enforcement relief to ensure compliance with prohibited transactions exemption.

FTC adopts new requirements to strengthen financial data security.

FinCEN provides relief to FBAR filers affected by natural disasters. Comment deadline set for FINRA-proposed fee for new municipal advisor principal exam.

IMF Senior Executives Warn of Financial Stability Risks Posed by "Crypto Boom." SEC Chair Gensler Directs Staff to Study Complex ETP Risk. MSRB Requests Comment on Draft Compliance Resources for Supervisors.

FINRA proposes order routing disclosures for OTC equity securities. ARRC summarizes its fallback recommendations to date. Broker-dealer settles FINRA charges for Reg SHO miscalculations.

Jesse Hurley, Head of Global Fund Banking at Silicon Valley Bank, connected with Cadwalader's Mike Mascia in this week's podcast edition of Fund Finance Friday: Industry Conversations.

The Secondaries panel was a big draw, as it had a standing room-only crowd that spilled out into the hallway.

Significant growth in continuation funds is creating opportunities for specialized fund financing vehicles, according to a recent report by PEI.

At a meeting of the OCC, FDIC and President's Working Group on Financial Markets ("PWG"), the PWG stated its intent to address regulatory gaps with respect to stablecoins in the coming months.

Nellie Liang, President Donald J. Trump's nominee for a seat on the Federal Reserve Board, withdrew her name from consideration.

President Donald J. Trump nominated Kathleen Laura Kraninger to serve as Director of the Bureau of Consumer Financial Protection.

President Donald J. Trump nominated Marvin Goodfriend to be a Member of the Board of Governors of the Federal Reserve System.

President Donald J. Trump intends to nominate Jean Nellie Liang as a Member of the Board of Governors of the Federal Reserve System ("FRB").

The April/May issue of Private Funds CFO is now available for download and contains six pages of special coverage from the FFA's Global Symposium.