Your search for ‘Hogan Lovells’ returned 12,714 results

The Federal Reserve Board, the FDIC, the Office of the Comptroller of the Currency, the SEC and the CFTC extended the comment period regarding a proposed rule to revamp the Volcker Rule. The comment period deadline – originally September 17, 2018 – was pushed back to October 17, 2018.

The SEC Division of Trading and Markets granted no-action relief to an introducing broker from the requirement to transmit a customer's check to the clearing broker-dealer by noon of the next business day after receipt.