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Article
Nov 1: The Risk Was Clear
FICC settles SEC charges for liquidity policy and margin risk management violations. Financial Services Subcommittee questions experts on China-based issuers.
United StatesFinance and Banking
Hogan Lovells Cadwalader
Article
Nov 16: What's The Risk?
NYDFS issues guidance for insurers on climate change-related financial risks. FINRA proposes further delay of TBA margin requirements. SEC rejects Bitcoin ETF proposal. U.S...
United StatesFinance and Banking
Hogan Lovells Cadwalader

Article

Nov 18: Early And Often

SEC allows voting by proxy for preferred combination of board candidates in contested elections. SEC proposal to deregulate proxy voting advice. CFTC seeks comment on IBOR-related swap clearing requirement.

United StatesFinance and Banking

Hogan Lovells Cadwalader

Article