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On January 7, 2020, the U.S. Securities and Exchange Commission ("SEC") Office of Compliance Inspections and Examinations ("OCIE") released its 2020 Examination ...

On November 6, 2019, the SEC's Division of Enforcement released its annual report (the "Report") describing its enforcement actions from fiscal year 2019.

A chapter 7 trustee brought a legal malpractice case against a debtor's prepetition attorneys for failing to advise the debtor to draw on letters of credit prior to filing bankruptcy.

What is most clear from the new Order is that any U.S. company that has offshore subsidiaries that conduct business with Iran should immediately analyze their activities.

Authorized by the CARES Act and implemented by the Small Business Association ("SBA") and Treasury, the initial $349 billion round supported 1.6 million loans and was exhausted by April 16.

On August 26, 2020, the Securities and Exchange Commission amended its rules and forms to revise several disclosure requirements applicable to reporting companies.

New Standards Seek to Maintain Flexibility But Leave Open Questions About Scope and Enforcement.

On March 4, 2020, the SEC voted 3-1 to propose amendments to "simplify, harmonize, and improve certain aspects" of the framework for offerings exempt from Securities Act registration.

One of the SEC's most significant rule changes is an effort to give teeth to the Form D filing requirements.

As much as the elimination of the ban on general solicitation of private placements through the passage of Rule 506(c) creates significant opportunities for private issuers, the U.S. Securities and Exchange Commission has also proposed a series of rule changes that will, if passed, increase disclosure requirements and impose new consequences for failure to follow the new rules.

Between July 28, 2020 and September 1, 2020, the National Venture Capital Association (the "NVCA") released updates to its model legal documents for use in venture capital financing transactions.

A number of summaries relating to the most recent contractor compliance and misclassification updates.

On Monday, March 11, 2013, Richard Reibstein, one of the co-publishers of this blog, submitted 17 pages of detailed Comments to the U.S. Department of Labor's proposed data collection for its Worker Classification Survey.

With the year-end holidays fast approaching, many businesses are in the midst of assessing their 2012 performance and planning for 2013.

This memorandum provides an update regarding certain tax and trust law changes of interest to individual clients, as well as related planning opportunities that clients may wish to consider.

In Observation 1.1.1, we discussed the surprise treatment under the new Volcker Rule regulations1 of collateral debt obligations (CDOs) backed by trust preferred securities (TruPS) as "covered funds," which would force banking entities to divest their interests in these securitizations from their portfolios.

The Securities and Exchange Commission recently entered into a memorandum of understanding with various member states of the European Union and European Economic Area formalizing an agreement that facilitates the sharing of information and other assistance between the regulators in relation to private fund managers.

The "Purple Book," will list all biological products, including any biosimilar and interchangeable biological products, licensed by the FDA.