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The Supreme Court of Canada recently granted leave to appeal in Tervita Corporation et al v Commissioner of Competition.

Alpha Exchange yesterday published proposed public interest rule amendments intended to bring IntraSpread functionality in compliance with UMIR dark liquidity provisions that are coming into force on October 15, 2012.

Alpha Exchange yesterday published proposed public interest rule amendments intended to bring IntraSpread functionality in compliance with UMIR dark liquidity provisions that are coming into force on October 15, 2012.

As we discussed in this November blog post, the UK's Panel on Takeovers and Mergers made a number of recommendations last year regarding the amendment of the City Code on Takeovers and Mergers.

The BCSC has adopted BC Instrument 13-504 Interim Relief for Issuers Listed on Aequitas NEO Exchange Inc. from the Requirements Pertaining to Venture Issuers effective May 31, 2015.

The Supreme Court of Canada denied leave to appeal with respect to the 2014 Quebec Court of Appeal decision requiring in-house counsel to attend an Autorité des Marchés Financiers (AMF) investigation into her employer's trades.

Earlier this week, the Canadian Coalition for Good Governance released new guidelines regarding the governance of equity controlled corporations.

Earlier this month, the Canadian Coalition for Good Governance published a Dual Class Share Policy setting out the organization's views on dual class share companies.

The CSA has published a comprehensive list of all local prospectus and registration exemptions available in Canada as of May 21, 2015.

In an attempt to arrive at an agreement before the Christmas break, negotiators from the U.S. House of Representatives and the U.S. Senate released on December 15, 2015 statutory language...

On June 27, the Investment Industry Regulatory Organization of Canada released proposed amendments to delete from a previous proposal draft provisions regarding the suspension and termination of Dealer Members.

Earlier this week, IIROC released a guidance notice with regards to the new U.S. market-wide trading circuit breakers.

The Investment Industry Regulatory Organization of Canada published for a 120-day comment period its proposed plain language rule book for IIROC dealer members on March 10, 2016.

On September 6, the Investment Industry Regulatory Organization of Canada announced that it will be implementing, as of October 1, 2013, amendments to its Dealer Member Rules in respect of trade related correspondence to clients and trade matching practices.

On January 27, the Investment Industry Regulatory Organization of Canada (IIROC) issued guidance with respect to the process to be followed by dealers, users and subscribers seeking to obtain an interpretation of, or exemption from, a provision of UMIR.

The Investment Industry Regulatory Organization of Canada recently published a study on the "Impact of the Dark Rule Amendments" which analyses the dark liquidity framework implemented in 2012.

The Investment Industry Regulatory Organization of Canada earlier this week published guidance reminding dealers that trades executed off-marketplace in reliance of the exemption to execute trades on a foreign organized regulated market (FORM) must meet the appropriate requirements.