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Your search for ‘Stikeman Elliott LLP’ returned 5,149 results

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  • Article

    Alberta Schedules Stakeholder Review Session for GHG Protocol Development

    The Government of Alberta has scheduled its second round Stakeholder Review session on the Greenhouse Gas Quantification Protocol Development for the Alberta Offset System for November 4th, 2010, in Edmonton.
    CanadaEnvironment
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CDS Proposes Amendments To Buy-In Process Functionality

    The OSC today published a proposal to amend functionality of CDS' Continuous Net Settlement Service buy-in process.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
Article

Coventree Sanctions Decision Raises Interesting Points

On December 23, the Ontario Securities Commission released its reasons for imposing sanctions in its case against Coventree Inc. and two of Coventree's directors.
CanadaFinance and Banking
Stikeman Elliott LLP
Stikeman Elliott LLP
  • Article

    CSA Adopting Amended Mining Disclosure Instrument

    On April 8, the Canadian Securities Administrators announced the adoption of final amendments to National Instrument 43-101 Standards of Disclosure for Mineral Projects, along with related amendments to various other instrument and forms.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Extend Registration Exemption For Mortgage Investment Entities

    Earlier today, the CSA announced the extension of the registration exemption for mortgage investment entities from the investment fund manager registration requirement and the adviser registration requirement until March 31, 2011.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Respond To Inquiries Regarding Prospectus Disclosure Of IFRS Transition

    The CSA published a staff notice today in response to inquiries about the financial information to be included in a prospectus during the time of an issuer's transition to IFRS.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    CSA Scrutinize Marketing Practices Of Portfolio Managers

    The Canadian Securities Administrators released a staff notice yesterday summarizing findings from a focused compliance review of the marketing practices of firms registered as portfolio managers.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Federal Government Releases Draft Regulations On Principal Protected Notes

    On November 24, 2007, Canada's federal Department of Finance announced proposed new regulations under the Bank Act, Cooperative Credit Associations Act and Trust and Loan Companies Act that will apply to Principal Protected Notes (PPNs).
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Communications Guidelines Updated To Reflect Social Media

    IIROC released guidance yesterday regarding the communication, supervision and retention of advertisements, sales literature and correspondence by dealers.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Proposes Amendments To Margin Requirements For Futures Contracts

    Specifically, IIROC is proposing that the 15% margin provision be excluded where a futures exchange calculates and publishes maintenance margin every day.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Proposes Changes To Disclosure Requirements For Electronic Research Reports

    The released proposed amendments from the Investment Industry Regulatory Organization of Canada to its Dealer Member Rules that would result in the repeal of Dealer Member Rule 3400, Requirement 15 in its entirety and replace it with a requirement that would permit Dealer Members to include in paper based research reports covering more than six issuers, directions as to where the Rule 3400 Disclosures may be found.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    IIROC Releases Study On Effects Of Short Sale Circuit Breakers

    Last week, the Investment Industry Regulatory Organization of Canada released a study that considered whether short selling activity on Canadian markets of inter-listed securities is affected by the triggering of short sale circuit breakers in the U.S. Specifically, the study sought to determine whether cases of U.S. circuit breakers being triggered during the study period in early 2011 resulted in any systemic redirection of short selling activity to Canadian markets.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Approves MFDA Rule Regarding Transaction Fees

    The Ontario Securities Commission has now approved new MFDA Rule 2.4.4 and amendments to MFDA Rule 5.1.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Asks Investment Fund Managers To Consider Budget Changes To Forward Agreements

    The Ontario Securities Commission yesterday released a staff notice setting out the issues that investment fund managers should consider in light of the recent federal budget.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Publishes Procedural Directives Regarding PIF And Other Prospectus Filing Matters

    The Ontario Securities Commission published a staff notice today to advise of procedural changes relating to the review of personal information forms (PIFs) in connection with prospectus offerings.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    OSC Publishes Trade Reporting FAQ

    The OSC today published answers to frequently asked questions concerning compliance with Ontario derivatives trade reporting requirements.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Proposed Recognition Orders Related To Maple Acquisition Published By OSC

    On May 3, the Ontario Securities Commission published a notice summarizing the public comments received to date on Maple Group's proposed acquisition of TMX Group and identifying changes to the application since its original publication in October 2011.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Regulators Approve OTC Fair Pricing Rule

    On June 4, 2010, the Investment Industry Regulatory Organization of Canada published proposed amendments to its Dealer Member Rules to address the fairness of pricing and transparency of OTC market transactions.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Securities Regulators Approve Changes To Marketplace Trading Obligations

    As we discussed in April 2010, the Investment Industry Regulatory Organization of Canada proposed amendments to UMIR last year that would, among other things, replace the definition of "Market Maker Obligations" with a definition of "Marketplace Trading Obligations" and make various other changes to odd lot and marketplace trading obligations.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Article

    Supreme Court Finds Federal Government Out Of Bounds With National Regulator Proposal

    The Supreme Court of Canada ruled today that the proposed Canadian Securities Act is outside the jurisdiction of the federal Parliament.
    CanadaFinance and Banking
    Stikeman Elliott LLP
    Stikeman Elliott LLP
  • Showing 701–720 of 5149 results

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