Your search for ‘Hogan Lovells’ returned 12,708 results

SEC diminishes roadblocks to proxy proposals on social policy. SEC Chair warns of enforcement "without quarter." OCC Acting Comptroller calls for regulation of crypto banking. Financial Services

The New York State Department of Financial Services ("NYDFS") established a new Office of Financial Inclusion and Empowerment.

Beginning on October 1, 2018, financial service companies holding check casher and virtual currency business activity licenses ...

NYDFS Provides Temporary Relief Concerning In-Person and Shareholder Meetings.

New York State Department of Financial Services ("NYDFS") Superintendent Linda A. Lacewell announced that she will step down from her position effective August 24, 2021.

The NYMEX Business Conduct Committee (the "BCC Panel") fined an introducing broker $60,000 for reporting failures relating to block trades in violation

The NYSE reopened its trading floor on May 26, 2020, following a two-month-long closure.

The OCC adopted a final rule to amend the agency's company-run stress testing requirements for national banks and federal savings associations

The comment period, which was originally set to expire on May 21, was extended to June 25, 2018.

The Office of the Comptroller of the Currency ("OCC") named Scott Schainost as Deputy Comptroller for Midsize Bank Supervision and Troy Thornton as Deputy Comptroller for the Southern District.

The Office of the Comptroller of the Currency ("OCC") named Jonathan Gould as the Senior Deputy Comptroller. Mr. Gould also will serve as Chief Counsel.

The Office of the Comptroller of the Currency ("OCC") proposed amending the OCC's company-run stress testing requirements for national banks and federal savings associations.

The Office of the Comptroller of the Currency ("OCC") published an updated version of the "Termination of Federal Charter" booklet of the Comptroller's Licensing Manual.

The Office of the Comptroller of the Currency ("OCC") published a new "Branches and Relocations" booklet of the Comptroller's Licensing Manual.

SEC Commissioner Roisman offers recommendations to improve order handling disclosure. Banking regulators set expectations for managing LIBOR transition.

FSOC identifies climate change as emerging threat to financial stability. CFPB asks tech companies for information on payment platforms.

Broker-Dealer settles FINRA charges for supervisory failures over mutual fund switches. DOL extends enforcement relief to ensure compliance with prohibited transactions exemption.