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Santa is rewarding angel investors for their generosity this year. Such investors may be eligible for a 100% exemption for gains on investments made in 2014 in Qualified Small Business Stock.

Craig R. Tractenberg co-authored the article "Anatomy of a Franchise Dispute: Lessons for Transactional Lawyers Drafting Franchising Agreements."

In 2014, angel investors switched their focus from startups to existing businesses according to an analysis released by the Center for Venture Research at the University of New Hampshire.

Michael A. Hyett, Lloyd P. Eisen, Robert P. Lang, Peter S. Myers and Sean R. Kenney were featured in The Legal Intelligencer article, "As Merger Fever Continues, Phila. Market Is Hot."

Clint David was a guest on The Chip Franklin Show on February 24, 2015.

Last year, the SEC's Division of Enforcement launched the "Municipalities Continuing Disclosure Initiative" offering "favorable settlement terms" to municipal issuers and underwriters who self-report continuing disclosure violations.

William Bogot was featured in the Chicago Tribune article, "Gun Shop Raffle To Benefit Orlando Victims Canceled Amid Legal Questions."

Over the years that I have defended financial advisors and their firms, I have frequently spoken and written about ways to avoid the risk of being sued.

Michael A. Hyett, Lloyd P. Eisen, Robert P. Lang, Peter S. Myers and Sean R. Kenney were featured in the Bloomberg Law article, "In Merger Frenzy, Too Many Firms with Delusions of Grandeur?"

As a follow up to our blog last week that the U.S. House Labor, Health and Human Services Appropriations Subcommittee passed appropriations language prohibiting the National Labor Relations Board (NLRB) from expending funds for prosecutions ..

We are pleased to share with everyone Josh Horn’s excellent guidance on RIA conflicts of interest, recently, published in the Practical Compliance and Risk Management for the Securities Industry, a professional journal published by Wolters Kluwer Financial Services, Inc.

Gregory J. Kleiber was featured in the Philadelphia Broadway World article, "Lantern Theater Company Announces New Board, Executive Leadership."

The New Year heralded important changes for Limited Liability Companies (LLCs) doing business in Florida.

Fresh from convicting numerous individuals, U.S. Attorney for the Southern District of New York Preet Bharara said that his office will focus, in appropriate cases, on holding institutions liable for wrongdoing.

The MCN market remains red-hot. The latest big announcement is the acquisition of a controlling share of fashion-focused MCN StyleHaul by RTL Group for $107 million, in a deal that values the company at $151.4 million.

Scott L. Vernick recently spearheaded a survey that was featured in The Wall Street Journal: Risk & Compliance Journal article, "Survey Roundup: Technology Issues Hamper Compliance" on June 24, 2016.

The long saga of what ultimately became known as the "Nine Systems Corp." shareholder litigation has wound its way through the Delaware Chancery Court...