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Your search for ‘Hogan Lovells’ returned 12,714 results

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  • Article

    Bank To Pay $4.9 Billion To Settle RMBS-Related Claims

    A foreign banking organization agreed to pay $4.9 billion to resolve DOJ claims related to the underwriting and issuance of residential mortgage-backed securities between 2005 and 2008.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Banking Agencies Adjust Thresholds For Small Loans

    The Board of Governors of the Federal Reserve System, the Consumer Financial Protection Bureau and the Office of the Comptroller of the Currency issued a final rule and interpretation...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Banking Agencies Extend Comment Period On Derivative Contract Exposure Amounts

    The Comptroller of the Currency, the Federal Reserve Board and the FDIC extended the comment period on a proposal allowing "advanced-approaches" banking organizations.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Broker-Dealer Settles FINRA Charges For Failing To Maintain Supervisory System For Mutual Fund Switches

    A broker-dealer agreed to pay $75,000 to settle FINRA charges for failing to sufficiently monitor mutual fund switches.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    CFPB Extends Comment Deadline On HMDA Data Point Information

    The CFPB extended the comment period for information concerning the costs and benefits of certain data reporting points under the Home Mortgage Disclosure Act
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    CFPB Provides Latest Data On Servicemember Financial Complaints

    The Consumer Financial Protection Bureau ("CFPB") provided an overview of servicemember complaints ...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    CFTC Commissioner Stump Names New Chief Of Staff

    CFTC Office of Legislative and Intergovernmental Affairs ("OLIA") Director Summer Mersinger will become Commissioner Dawn Stump's new Chief of Staff.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    CFTC Extends Comment Period For Proposed Amendments To Regulations On CPO Annual Reports

    The CFTC extended the comment period for a proposal to amend certain regulations applicable to the annual reports that a commodity pool operator must distribute for each pool that it operates.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    CFTC Names New Director Of The Division Of Swap Dealer And Intermediary Oversight

    CFTC Chair J. Christopher Giancarlo appointed Matthew B. Kulkin to be Director of the Division of Swap Dealer and Intermediary Oversight.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    CFTC Publishes 2016 Schedule Of Fees For Oversight Of SROs

    The CFTC published the 2016 schedule of fees for overseeing the rule enforcement programs of regulated exchanges (designated contract markets or "DCMs") and the National Futures Association.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    CFTC Returns To Normal Operations

    CFTC Chair J. Christopher Giancarlo reported that the agency has returned to normal operations.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    CFTC Solicits Nominees For Agricultural Advisory Committee

    The CFTC requested nominations for membership on the Agricultural Advisory Committee, and also invited the submission of topics for discussion at future meetings.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    CME Recognized As Central Counterparty In Hong Kong And Mexico

    CME Group was granted authorization to provide OTC clearing and settlement services, and was designated as a central counterparty, in Hong Kong by the territory's Securities and Futures Commission.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    FDIC General Counsel To Leave Agency

    FDIC General Counsel Charles Yi will leave the agency at the end of March. He has served in the role since January 2015.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: Agencies Propose Changes In Asset Thresholds For Management Interlock Rules

    A proposal by the Comptroller of the Currency, Federal Reserve Board and FDIC to increase the major assets prohibition thresholds for management interlock rules ...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFPB Proposes Rule Changes On Debt Collection Practices

    The CFPB proposal to amend CFPB Regulation F ("Fair Debt Collection Practices Act") in order to clarify certain restrictions and address predatory ...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Amends SRO Financial Surveillance Programs For FCMs

    The CFTC rule change regarding the standards for an SRO's financial surveillance examination program for futures commission merchants ("FCMs") was published in the Federal Register.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Proposes Change To Swaps Trading Rules

    The CFTC requested comment on the utility of "post-trade name give-up" practices where swaps are anonymously executed and intended to be cleared ...
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Renews Global Markets Advisory Committee Mandate

    The CFTC determined that it was in the public's interest to renew the Global Markets Advisory Committee ("GMAC") for a period of two years.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Article

    Federal Register: CFTC Sets Phase-In Termination Date For Swap Dealer Registration De Minimis Exception

    The CFTC approved an order establishing December 31, 2018 as the termination date for the swap dealer registration de minimis threshold phase-in, which will lower the threshold for registration.
    United StatesFinance and Banking
    Hogan Lovells Cadwalader
    Hogan Lovells Cadwalader
  • Showing 61–80 of 12714 results

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