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The Staff noted that Securities Exchange Act (SEA) Rule 15c3-3(b) only applies to securities carried by a broker-dealer. Accordingly, if a broker-dealer carries non-security crypto assets (e.g., Bitcoin or Ether), a broker-dealer will not be required to maintain crypto assets in the manner set forth under the rule.

The U.S. Senate's failed cloture vote on the Digital Asset Market Clarity Act has prompted a flurry of regulatory activity from federal agencies seeking to establish frameworks for cryptocurrency markets. In response, the SEC issued groundbreaking exemptions for tokenized securities trading, the CFTC extended relief to crypto wallet providers, and Congress advanced new tax legislation for digital assets.

In our prior client alert, we reported on the enactment of the Holding Foreign Insiders Accountable Act1 (HFIAA), which extends Section 16(a) insider reporting...

In this special episode of "Real Talk": Lowenstein's Women's Initiative Network podcast, host Megan Monson is joined by co-host Lowenstein Tech Group counsel Diane Moss and ...

As AI continues to reshape the business landscape, it's also introducing complex new risks and raising important questions about how insurance policies respond when things go wrong.

On August 14, 2024, the U.S. Securities and Exchange Commission (SEC) announced another series of settlements regarding "off-channel communications."

Host Lynda A. Bennett is joined by Freda L. Wolfson, former Chief Judge of the United States District Court for the District of New Jersey and Chair of Lowenstein's...

On July 9, the Senate Banking Committee held a hearing titled "From Wall Street to Web3: Building Tomorrow's Digital Asset Markets," which focused on bipartisan efforts...

Founders and operators, is your company prepared to report its Beneficial Ownership Information (BOI)? Unless an exemption applies, you may be required under the Corporate Transparency Act...

Lowenstein Crypto advises leading digital asset and cryptocurrency projects, exchanges, and trading firms.

Lowenstein Crypto advises leading digital asset and cryptocurrency projects, exchanges, and trading firms. Our practice covers regulatory advice, transactions and structuring advice...

The Federal Trade Commission (FTC) has announced new, higher premerger notification thresholds. The new minimum size-of-transaction threshold will be $119.5 million.

On December 18, 2025, President Donald Trump signed into law the National Defense Authorization Act for Fiscal Year 2026 (NDAA).

On July 9, 2026, the Division of Corporation Finance of the Securities and Exchange Commission (SEC) published five new Corporation Finance Interpretations (CFIs) addressing beneficial ownership reporting...

An IPS is an integral policy document for any organization to reduce corporate cash management and investment risks. It outlines an entity's cash management processes and strategies, and its investment goals.

On February 17, 2022, KT Corporation (KT, formerly known as Korea Telecom) resolved a Foreign Corrupt Practices Act (FCPA) enforcement action with the ...

There are few events in life more pivotal and significant than becoming a parent, especially for the first time. Yet even in today's era of post-COVID-19 extravagant employee wellness...

New York City has begun to enforce a law initially passed in 2021 that requires employers to take certain steps before implementing an automated employment decision tool (AEDT).