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The CFTC added 21 non-registered foreign entities to its Registration Deficient List.

The CFTC added the names of 71 foreign entities to the Registration Deficient ("RED") List.

CFTC Chair Massad and authorities in three Canadian provinces and the Northwest Territories signed counterparts to a 2014 Memorandum of Understanding ("MOU").

The CFTC and the Commissione Nazionale per le Società e la Borsa (i.e., the Italian Companies and Exchange Commission) entered into a Memorandum of Understanding.

The CFTC awarded approximately $1.5 million to an individual whistleblower for information provided in connection ...

CFTC Chair J. Christopher Giancarlo praised the FY 2019 appropriations legislation.

CFTC Chair Heath P. Tarbert named Malcolm Clark Hutchinson III as Director of the Division of Clearing and Risk. Mr. Hutchinson will be responsible for CFTC supervision of derivative clearinghouses

The CFTC filed a civil enforcement action in the U.S. District Court for the Southern District of New York against an employee of a proprietary trading financial services firm.

CFTC Commissioner Dawn DeBerry Stump announced that she will not seek reappointment following the conclusion of her term. Ms. Stump stated that until her five-year term expires in April 2022.

CFTC Commissioner Brian Quintenz applauded the formation of a Working Group sponsored by the Virtual Commodity Association.

CFTC Division of Enforcement Director Aitan Goelman will leave the Commission on February 3, 2017.

The CFTC Division of Swap Dealer and Intermediary Oversight issued an exemption letter to a commodity pool operator ("CPO") of a number of pools operated pursuant to CFTC Rule 4.7.

The CFTC extended the comment period to May 1, 2017 for the Supplemental Notice of Proposed Rulemaking ("SNPRM") for Regulation Automated Trading.

The CFTC Division of Clearing and Risk granted an extension of no-action relief to the Shanghai Clearing House ("SHCH") (see previous coverage of the original relief) from registration...

The CFTC Division of Swap Dealer and Intermediary Oversight granted a CPO no-action relief from registration requirements,

The CFTC Division of Swap Dealer and Intermediary Oversight granted exemptive relief to a commodity pool operator ("CPO") from the requirement to deliver quarterly account statements to pool participants within 30 days of each quarter.

The CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") granted no-action relief to four Commodity Pool Operators ("CPOs") from their registration requirement, provided that each...