A number of months have passed since the issues surrounding the use of Reinforced Autoclaved Aerated Concrete (RAAC) were brought into sharp focus, with hundreds of public...

The scope of the UK's Trust Registration Service (TRS) has recently been expanded to include an obligation on some of the more commonly used UK real estate holding structures to register.

PayPal has entered into a $175,000 settlement with the Texas Attorney General's Office after the state alleged that PayPal's Venmo application violated portions of the Texas Deceptive Trade Practices Consumer Protection Act.

As described below [jump link], the California AG has released updated regulations for the California Consumer Privacy Act (CCPA), which the AG has indicated it will begin to enforce by July 2020.

Industry attorneys warned that the failure of rules designed to ensure orderly trading in equities on Aug. 24, which led to a halt in trading in 455 stocks and ETFs, may cause the SEC to slow the approval of new ETFs.

BNY Mellon agreed to pay $3 million to resolve a Massachusetts Securities Division investigation into a failure of its accounting system after an upgrade in 2015 led to inaccurate mutual fund pricing.

According to the meeting synopsis, SEC Chairwoman Mary Jo White and CFTC Chairman Timothy Massad discussed their agencies' strategies for ensuring cyber resiliency in the financial sector.

David Blass told the SEC's Investor Advisory Committee that the Department of Labor's fiduciary rule is already acting to deprive investors of financial advice.

Jay Clayton was sworn in as chairman of the SEC after the Senate voted 61 to 37 to approve President Trump's nomination.

OppenheimerFunds and Carlyle partnered to launch OFI Carlyle Private Credit Fund.

Corporate Restructuring and Bankruptcy partner Thomas T. Janover and special counsel David E. Blabey, Jr.'s article "Recent Court of Appeals Case Sheds Light on Scope of Champerty Doctrine,"...

A senior SEC enforcement official said companies withholding information about data breaches could face civil and criminal enforcement actions.

The SEC announced the creation of the Office of Risk and Strategy, led by Peter Driscoll, that will enhance the regulator's oversight of financial advisers.

The SEC issued a statement outlining how online trading platforms have become a popular option for investors to buy and sell digital assets, including coins and tokens offered and sold in ICOs.

The SEC named Keith Cassidy as director of the agency's Office of Legislative and Intergovernmental Affairs, succeeding Tim Henseler, who was named Office Chief in the Division of Corporation Finance's Office of Enforcement Liaison.

The SEC proposed a package of rulemakings and interpretations designed to enhance the quality and transparency of investors' relationships with investment advisers and broker-dealers...

The SEC Division of Economic and Risk Analysis (DERA) today published a report describing trends in primary securities issuance and secondary market liquidity, and assessing how...

The SEC named Marc Wyatt as director of the Office of Compliance Inspections and Examinations and leader of its National Exam Program.

With his selection of deal-making attorney Walter "Jay" Clayton to head the U.S. Securities and Exchange Commission, President-elect Donald Trump is signaling that the agency will try to reduce regulations...

Acting CFTC chairman J. Christopher Giancarlo announced the appointment of James McDonald as director of the agency's Enforcement Division.