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  • Article

    Northern District Of New York Allows Evidence That Follow The Fortunes Or Follow The Settlements Provision Could Be Implied In Facultative Reinsurance Certificates

    The court also considered Munich's motion to preclude certain testimony by Utica's expert witnesses regarding trade usage and custom and practice in the reinsurance industry.
    United StatesInsurance
    Carlton Fields
    Carlton Fields
  • Article

    SEC Warns About Third-Party Destruction Of Broker-Dealer Records

    The SEC staff issued an April 12 letter addressing broker-dealer contracts with third-party recordkeeping service providers under which the service provider can delete or discard records of a broker-dealer who fails...
    United StatesInsurance
    Carlton Fields
    Carlton Fields
  • Article

    Third Circuit Reverses Order Denying Arbitration, Ruling That State Law Prohibiting Arbitration Of Insurance Matters Challenged Reinsurance Contract As A Whole

    Applied Underwriters Captive Risk Assurance Company appealed from the denial of its motion to compel arbitration in a dispute related to a reinsurance participation contract...
    United StatesInsurance
    Carlton Fields
    Carlton Fields
  • Article

    Update On Amendments To State Captive Insurance Laws

    South Carolina passed new legislation making numerous and streamlining changes to its captive insurance law.
    United StatesInsurance
    Carlton Fields
    Carlton Fields
  • Article

    Win for MassMutual in Rare Class Action Trial

    A California jury recently returned a verdict in favor of MassMutual following a 12-day trial in a state-court class action that claimed the insurer failed to pay dividends owed to policy owners.
    United StatesInsurance
    Carlton Fields
    Carlton Fields
  • Article

    Wisconsin Adopts New Credit For Reinsurance Rule Based On Certified Reinsurers

    On November 7, 2017, the Commissioner of Insurance for the State of Wisconsin issued an order approving a new rule to be added to Section Ins. Ch. 52, Wis. Adm. Code. The rule is intended to modernize Wisconsin's credit for reinsurance provisions by aligning them with the Nonadmitted and Reinsurance Reform Act of 2010 and amendments to the NAIC Credit for Reinsurance Model Law.
    United StatesInsurance
    Carlton Fields
    Carlton Fields
  • Article

    USPTO Tightens Requirements For Commercial Use Of Trademarks

    On March 21, 2017, the USPTO implemented changes to its requirements for continued use of trademarks in commerce that will require some trademark owners to provide additional materials...
    United StatesIntellectual Property
    Carlton Fields
    Carlton Fields
  • Article

    Eleventh Circuit Resolves Jurisdictional Issues Regarding The Confirmation Of An Arbitration Award

    The Eleventh Circuit recently held that a district court retained jurisdiction over a motion to confirm an arbitral award, even though the plaintiff had voluntarily dismissed its claims...
    United StatesLaw Practice Management
    Carlton Fields
    Carlton Fields
  • Article

    A Pyrrhic Victory For Petitioner: Ninth Circuit Limits Consolidation Of Class Cases

    The Ninth Circuit recently denied relief on a petition for a writ of mandamus regarding an alleged erroneous transfer of a class action, despite agreeing with the petitioner that transfer was improper.
    United StatesLitigation, Mediation & Arbitration
    Carlton Fields
    Carlton Fields
  • Article

    Arbitrator's Decision Not Based On Manifest Disregard Of The Law, But Challenge To That Decision Was Not So Meritless As To Warrant Sanctions

    Jonathan Kessler brought a claim in arbitration against his former employer, Kent Building Services, after he was fired from his job as Kent's president, asserting that he had not been fired...
    United StatesLitigation, Mediation & Arbitration
    Carlton Fields
    Carlton Fields
  • Article

    Be Wary About A Trial Court's Assurances Of Preservation

    Imagine a trial judge is trying to move things along at a charge conference. An issue arises, trial counsel begins to voice objections, and the judge short-circuits the discussion by saying, "Your rights are saved on the issue."
    United StatesLitigation, Mediation & Arbitration
    Carlton Fields
    Carlton Fields
  • Article

    California Court Of Appeal Remands Matter For Superior Court To Decide Issue Of Arbitrability And Whether Delegation Clause Was Unconscionable

    Plaintiff argued both the delegation clause and the arbitration provision of the agreement at issue were unconscionable, requiring the trial court to resolve the merits of the challenge, which it did not.
    United StatesLitigation, Mediation & Arbitration
    Carlton Fields
    Carlton Fields
  • Article

    Circuit Court Gives Red Light To Trugreen's Motion To Compel Arbitration

    The Sixth Circuit recently reversed a decision by the District Court for the Western District of Tennessee ordering arbitration in a putative class action lawsuit.
    United StatesLitigation, Mediation & Arbitration
    Carlton Fields
    Carlton Fields
  • Article

    Consolidated Cholesterol Drug Cases Lack Critical Mass For CAFA Jurisdiction

    The Central District of California district court recently weighed in on the limits of mass action jurisdiction under the Class Action Fairness Act (CAFA).
    United StatesLitigation, Mediation & Arbitration
    Carlton Fields
    Carlton Fields
  • Article

    Court Applies The "Intertwined-Ness Test" To Find That A Non-Signatory Could Invoke Equitable Estoppel To Compel Arbitration

    The court applied a two-part "intertwined-ness test" to determine whether an arbitration agreement allowed a non-signatory to invoke equitable estoppel to compel arbitration
    United StatesLitigation, Mediation & Arbitration
    Carlton Fields
    Carlton Fields
  • Article

    Court Compels Arbitration To Determine The Arbitrability Of Reinsurance Dispute With Captive Insurance Company

    In a suit by an auto body company against a captive insurance company for rescission of certain workers compensation reinsurance participation agreements...
    United StatesLitigation, Mediation & Arbitration
    Carlton Fields
    Carlton Fields
  • Article

    Eighth Circuit Finds All Claims Involving Consumer Credit Dispute Subject To Arbitration

    A federal court in Minnesota determined that three of Plaintiffs' claims were not subject to the applicable arbitration clause:
    United StatesLitigation, Mediation & Arbitration
    Carlton Fields
    Carlton Fields
  • Article

    Eighth Circuit Privacy Class Action Fails To Clear Second Hurdle

    A paid subscriber to defendant's online gaming magazine brought a putative class action lawsuit against defendant for alleged breach of its privacy policy by disclosing plaintiff's Facebook ID...
    United StatesLitigation, Mediation & Arbitration
    Carlton Fields
    Carlton Fields
  • Article

    Eighth Circuit Upholds Arbitral Immunity In Challenge To AAA's Removal Of Arbitrator

    Owens, a terminated CEO, engaged in a AAA arbitration with his former company before a three-member panel...
    United StatesLitigation, Mediation & Arbitration
    Carlton Fields
    Carlton Fields
  • Article

    Eleventh Circuit Clarifies CAFA Jurisdiction Continues After Dismissal Of Class Claims

    The class claims were dismissed because Pilot reached a class action settlement in a rival action which deprived the plaintiff of standing to pursue its class claims.
    United StatesLitigation, Mediation & Arbitration
    Carlton Fields
    Carlton Fields

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