Your search for ‘Control Risks’ returned 419 results

The Federal Financial Institutions Examination Council (the "FFIEC") released a statement emphasizing that financial institutions should only undertake charter conversions or applications to change their primary federal regulator for legitimate business and strategic reasons.

If asbestos litigation reminds of the 100 Years War, and the Bone Screw litigation recalls (for us) the winning side of the Franco-Prussian War

SEC Chair Mary Jo White outlined a broad market structure proposal that would require high-frequency traders to register with the SEC as dealers.

This guide outlines the key considerations for employers in putting together such plans.

As winter winds swirl and skiers and snowboarders fly down the slopes, a case relating to Ontario’s Blue Mountain Resorts has just been released!

Corruption in arbitration may emerge in different forms.

A new rule confirming that common platform firms conducting investment services and activities from a branch in another EEA state must comply with the host state’s requirements under Article 13(2) of the Markets in Financial Instruments Directive in the Senior Management Arrangements, Systems and Controls sourcebook (SYSC).

In the event of a legal dispute in the KSA, particularly in Riyadh, choosing the right law firm is crucial.

June 15th, 2010, the date on which Bill 168, the Occupational Health and Safety Amendment Act (Violence and Harassment in the Workplace) 2009 comes into force is now one month away.

Recent research suggests that bullying in Australian schools is an issue of significant concern.

There has been a series of significant Fintech-related changes to the regulations in Japan. We note that most of those changes are driven by the regulators' intention to stimulate Fintech business and innovation...

The first section of this review notes the key political and global events of the last 18 months, before turning to consider what's been happening in the world of employment law.

There has been a series of significant Fintech-related changes to the regulations in Japan. We note that most of those changes are driven by the regulators...

On 9 December 2010 the Treasury issued further draft and updated legislation regarding a number of pension-related matters. A radical shift in pensions thinking, led by confirmation of the removal of the need to purchase an annuity by age 75 years.