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Your search for ‘RQC Group’ returned 44 results

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Article
The ‘Inside' Story: Market Abuse Trends
Katten recently hosted an interesting and insightful panel discussion on the latest market abuse trends in the UK and US. The session was presented Katten Financial Markets Regulatory Partner Neil Robson...
GlobalFinance and Banking
Katten
Article
Monthly Regulatory Newsletter – February 2025
On the US side, while there was an abundance of news stemming from the incoming presidential administration, nothing too significant came about from any of the US regulators. While we are yet to see anything concrete.
United KingdomFinance and Banking
RQC Group

Article

The Top Ten Impacts Of UK AIFMD Reform On Fund Managers

Thirteen years after its adoption, HM Treasury and the FCA have set the ball rolling on reforming the Alternative Investment Fund Managers Directive ("AIFMD").

United KingdomFinance and Banking

RQC Group

A New "Third Way" …FCA Consults On Option To Permit "Re-Bundling" Of Research And Execution Services

On April 10, 2024, the FCA proposed reforms to the UK's investment research regime, introducing a 'third option' for research consumption that allows bundling research and execution costs. This change aims to enhance flexibility, competitiveness, and alignment with international practices, addressing past regulatory challenges and promoting market efficiency.

United KingdomFinance and Banking

Showing 41–44 of 44 results

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