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The SEC Division of Corporation Finance granted exemptive relief to a Chilean power corporation allowing it to conduct a tender offer with an arrangement to purchase shares subject to the requirements of local law.

The SEC Division of Corporation Finance Office of Mergers and Acquisitions granted no-action relief to five actively managed exchange-traded funds ("ETFs") from requirements under SEA Rule 14e-5

The SEC Division of Corporation Finance granted an exemption from Exchange Act Rule 14e-1(a) ("Unlawful Tender Offer Practices") ...

The SEC staff granted no-action relief to an Indian issuer, allowing the corporation to conduct a partial tender offer in the United States in accordance with the requirements of Indian law.

The SEC Division of Corporation Finance granted relief to an investment management company from being considered an "ineligible issuer" under Securities Act Rule 405.

The SEC Division of Corporation Finance granted an exemption to a UK-based company from an Exchange Act rule barring purchases outside of a tender offer.

The SEC made a correction to Form ATS-N, a form relating to disclosure requirements for alternative trading systems that trade in National Market System stocks ("ATSs").

The SEC named Lucas Moskowitz as Chief of Staff. Mr. Moskowitz served previously as Chief Investigative Counsel of the U.S. Senate Committee on Banking, Housing and Urban Affairs.

The SEC named David H. Saltiel, Associate Director of the Office of Analytics and Research in the Division of Trading and Markets.

In a new set of FAQs issued by staff, the SEC Division of Trading and Markets provided guidance for intermediaries offering services in connection with the offering ...

SEC Permits Brazilian Company To Conform Audit Committees To Home Country Law.

The SEC voted to propose amending SEA Rule 15c2-12 to require disclosure by issuers of municipal securities of two additional types of event notices to the MSRB following primary offerings

In a guidance letter to certain parties, the SEC Division of Corporation Finance clarified that a broker-dealer may satisfy its prospectus delivery obligation,

The SEC removed certain personally identifiable financial information from its Municipal Advisor Registration Forms.

The SEC adjusted the securities registration fee rate for public companies and other issuers.

The order would not increase the minimum dollar amount of assets under management requirement.

A three-judge panel for the Fifth Circuit Court of Appeals issued an Order.

The Federal Energy Regulatory Commission ("FERC") named Anthony Pugliese Chief of Staff.