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Article
Senate Confirms Giancarlo As CFTC Chairman, Quintenz And Behnam As Commissioners
The U.S. Senate voted unanimously to confirm the nomination of J. Christopher Giancarlo as CFTC chairman, as well as Brian D. Quintenz and Rostin Behnam were unanimously confirmed as Commissioners.
United StatesFinance and Banking
Herbert Smith Freehills Kramer LLP
Article
State Regulators Target More Registered Advisers Than Unregistered: Report
The North American Securities Administrators Association's 2015 enforcement report found 812 registered advisers were named as respondents in cases, compared to 791 unregistered firms or individuals.The North American Securities Administrators Association's 2015 <a href="http://www.investmentnews.com/assets/docs/CI107009913.PDF">enforcement report</a> found 812 registered advisers were named as respondents in cases, compared to 791 unregistered firms or individuals. It represents the first time
United States

Finance and Banking

Herbert Smith Freehills Kramer LLP

Surge In Demand Shows Transparency Is Key To Success For Alts Investing: Survey

As alternative investments become more mainstream, information about investment vehicles, underlying assets and other risk management data is also more important to investors...

United StatesFinance and Banking

Herbert Smith Freehills Kramer LLP

T. Rowe Price Unveils Multi-Strategy Total Return Fund

T. Rowe Price Group launched the T. Rowe Price Multi-Strategy Total Return Fund, which combines six internally managed liquid alternative strategies ...

United StatesFinance and Banking

Herbert Smith Freehills Kramer LLP

Techniques et produits financiers - Les intermédiaires en œuvres d'art à nouveau sanctionnés

Paris consultant Thierry Bonneau authored an article titeld "Les intermédiaires en œuvres d'art à nouveau sanctionnés," which appeared in the February 2019 issue of the French publication

United StatesFinance and Banking

Herbert Smith Freehills Kramer LLP

The Hedge Fund Law Report: HFLR Program Provides Overview Of Five Financing Options Available To Private Funds

"HFLR Program Provides Overview of Five Financing Options Available to Private Funds," a two-part Hedge Fund Law Report article recapped a recent HFLR webinar ...

United StatesFinance and Banking

Herbert Smith Freehills Kramer LLP

Triste Actualité Du Droit De La Lutte Contre (Le Blanchiment Des Capitaux Et) Le Financement Du Terrorisme

Pierre Storrer wrote an article that appeared in the January 2016 issue of the French publication Revue Banque.

United StatesFinance and Banking

Herbert Smith Freehills Kramer LLP

U.S. Fund Managers Cut Recommendation To Equity Allocation, Boost Alternatives

U.S. funds recommended a reduction in equity allocations in April to their lowest level since the financial crisis, and a boost to alternative investments to the highest, according to a Reuters poll of fund managers.

United StatesFinance and Banking

Herbert Smith Freehills Kramer LLP

U.S. Regulators Considering Bond Market Reforms

Financial regulators say that the increasingly electronic bond market may require reforms that emphasize stability over speed.

United StatesFinance and Banking

Herbert Smith Freehills Kramer LLP

U.S. Regulators Say Hackers Targeting Wealth Advisers

FINRA identified cybersecurity as a technology management issue under the priority area of supervision, risk management and controls.

United StatesFinance and Banking

Herbert Smith Freehills Kramer LLP

Vanguard Supports Voluntary Stress Tests On Mutual Funds; Blackrock Proposes More Stringent Role For Regulators

BlackRock came out in favor of proposals by global regulators to introduce more stringent stress tests on mutual funds.

United StatesFinance and Banking

Herbert Smith Freehills Kramer LLP

Wells Fargo Asset Management Acquires Analytic Investors

Wells Fargo Asset Management signed an agreement to acquire investment firm Analytic Investors, which currently holds $15 billion in assets.

United StatesFinance and Banking

Herbert Smith Freehills Kramer LLP

Windham Capital Expands Liquid Alts Team

Boston-based investment management firm Windham Capital Management hired Richard Lindsey and Andrew Weisman, who will serve as co-heads of the Windham Liquid Alternatives group.

United StatesFinance and Banking

Herbert Smith Freehills Kramer LLP

Exploring The Amgen Genus Claims Headed To High Court

Head of Life Sciences Irena Royzman and associate Jeffrey Coleman authored a Law360 article titled "Exploring The Amgen Genus Claims Headed To High Court" on Jan. 10, 2023.

United StatesFood, Drugs, Healthcare, Life Sciences

Herbert Smith Freehills Kramer LLP

Lutte Anti-Blanchiment : Mise En Oeuvre Du Registre Des Bénéficiaires Effectifs Des Personnes Morales

Paris counsel Pierre Storrer's article "Anti-Money Laundering: Application of the Tegister for Beneficial Owners of Legal Entities" appeared in the July-August 2017 issue of the French publication Banque & Droit.

United StatesGovernment, Public Sector

Herbert Smith Freehills Kramer LLP

NU Property 360°: Pandemic Legislation: Lessons From The U.S. Terrorism Response

Corporate partner Daniel A. Rabinowitz's article titled "Pandemic Legislation: Lessons from the U.S. Terrorism Response" appeared in NU Property 360° on Oct. 15, 2020.

United StatesGovernment, Public Sector

Herbert Smith Freehills Kramer LLP

Pandemic Legislation: Lessons From The U.S. Terrorism Response

The article focuses on how the COVID-19 pandemic has prompted us to debate the limits of what private insurance, private industry and the taxpayer can or should be expected to absorb, just as with the Sept. 11, 2001 attacks.

United StatesGovernment, Public Sector

Herbert Smith Freehills Kramer LLP

Until Violence Do Us Part: Evaluating Vawa's Bona Fide Marriage Requirement

Law clerk Anna Boltyanskiy authored a Note titled "Until Violence Do Us Part: Evaluating VAWA's Bona Fide Marriage Requirement

United StatesGovernment, Public Sector

Herbert Smith Freehills Kramer LLP

Current Form I-9 Remains Effective Following Expiration Date

USCIS has announced that until further notice, employers should continue using the current version of Form I-9 for employment eligibility verification.

United StatesImmigration

Herbert Smith Freehills Kramer LLP

US Customs And Border Protection Implements New Admission Codes For E And L Derivative Spouses Entering United States

On Jan. 31, 2022, U.S. Customs and Border Protection began endorsing the I-94s of spouses of E and L visa holders with new class of admission codes upon their entry to the United States.

United StatesImmigration

Herbert Smith Freehills Kramer LLP

Showing 361–380 of 8805 results

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