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Your search for ‘Herbert Smith’ returned 8,805 results

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  • Article

    FSOC Creates Working Group To Examine Hedge Fund Leverage

    In a public meeting, the Financial Stability Oversight Council (FSOC) updated its two-year review of potential risks to the U.S. financial system from hedge funds...
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Funds Talk: September 2018

    Legal commentary on the news and events that matter most to alternative asset managers and funds.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
Article

FY2016 Enforcement Results Reach Single-Year High: SEC

The SEC filed 868 enforcement actions exposing financial reporting-related misconduct by companies and their executives and misconduct by registrants and gatekeepers in FY 2016.
United StatesFinance and Banking
Herbert Smith Freehills Kramer LLP
Herbert Smith Freehills Kramer LLP
  • Article

    Goldman, Blackstone Shuffle Subadvisers On Liquid Alternative Funds

    According to an SEC filing, Goldman Sachs removed New York-based hedge fund New Mountain Vantage Advisers as a subadviser to its $747.8-million Goldman Sachs Multi-Manager Alternatives fund ...
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Goldman Sachs Head Of Alternative Sales Discusses Liquid Alt Options

    In an interview with Bloomberg Television, Larry Restieri, head of alternative sales at Goldman Sachs, discussed liquid alternative investments.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Goldman Sachs, Others Seek ETF Flexibility To Compete With Blackrock, Other Pioneers

    Goldman Sachs, Pimco, OppenheimerFunds and Nuveen Fund Advisors are pushing for equal rights when it comes to running index funds tied to the global bond market.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Hatteras Forms Sub-Adviser Partnership With Portfolio Advisors

    Private markets manager Portfolio Advisors will act as a sub-adviser to the $582-million Hatteras Core Alternatives Fund.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Icapital Network Acquires Hedgefocus Business From Credit Suisse

    New York City-based iCapital Network, a fintech platform that provides the high-net-worth market with access to alternative investments, acquired the HedgeFocus business from Credit Suisse, which is based in Zurich.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    iHeart And Other Unconventional CDS Credit Events

    The authors present three recent credit default swap (CDS) credit event determinations, including the iHeartCommunications credit event, which may appear inconsistent with the spirit of...
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Institutional Investors Plan To Increase Alternative Assets In 2017: Survey

    A Context Summits survey of more than 200 institutional investors and family office executives found nearly 75% plan to increase their allocations to alternative assets in the year ahead.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Institutions Restructuring Risk Management Towards More Return-Focused Strategies: JPMorgan Report

    Investors will have to shift to more intelligently sourced alpha strategies in the public and private markets in a lower-return public equity environment.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Intralinks, Global Fund Media Survey Finds Opportunities For Alternative Investments

    Intralinks and Global Fund Media surveyed global LPs on how they view alternative investment opportunities over the next 12 months.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Investment Management Division Provides Guidance On Mutual Fund Fee Disclosure Under Fiduciary Rule

    The SEC's Division of Investment Management published guidance stating mutual funds that modify fee structures and offer new share classes in order to comply with the Department of Labor's...
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Investor Demand For 'Volatility Funds' Continues To Rise

    Despite a stable stock market and CBOE Volatility Index that reached a record intraday low in July, investor demand for volatility funds remains strong, according to Morningstar data that shows ...
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Investors Looking For Returns Turn To Alternative Investments

    Analysts say the trend toward alternative is largely the result of relatively lower expectations for Wall Street investments, stocks and bonds.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Investors Planning To Double Factor-Based Assets In Next Five Years: Invesco Study

    The global demand for factor-based strategies continues to rise among private banks, global pension funds, insurers, sovereign wealth funds and others...
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    Investors Want More From Alternative Investments: AIMA And PwC Survey

    A survey from AIMA and PwC shows investors expect more from alternative fund providers globally. Overall outcome as opposed to raw performance is the key indicator for most investors ...
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    ISDA CDS NTCE Extension

    ISDA has extended the closing date for the CDS NTCE Protocol by two weeks. The Protocol will now close on Oct. 28.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    JPMorgan Launches Debut Active ETF

    JPMorgan Asset Management launched its first alternative and actively managed ETF.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Article

    KKR's Prisma, PAAMCO To Merge Into $30B Fund Of Funds, Liquid Alternatives Company

    The combined business will be named PAAMCO Prisma and will operate independently, although KKR will retain a nearly 40% stake.
    United StatesFinance and Banking
    Herbert Smith Freehills Kramer LLP
    Herbert Smith Freehills Kramer LLP
  • Showing 301–320 of 8805 results

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