The SEC requested comments on a FINRA proposal to amend the Code of Arbitration Procedure for Customer Disputes, and the Code of Arbitration Procedure for Industry Disputes.

FINRA notified member firms that the Securities Industry/Regulatory Council on continuing education released the Firm Element Advisory in a new online format.

An MSRB proposal amending interpretive guidance on certain disclosure obligations for municipal securities and municipal advisory activities was published in the Federal Register

An MSRB-proposed rule change to increase the professional fee for municipal advisors was published in the Federal Register.

SEC final amendments relating to liquidity disclosures and Form N-Port classification reporting for open-end funds were published in the Federal Register.

The SEC final amendments to Regulation S-K and related rules and forms were published in the Federal Register.

The SEC adopted a final rule to expand the required reporting and disclosure of information by registered investment companies.

Revisions to the Electronic Data Gathering, Analysis and Retrieval System ("EDGAR") Filer Manual, and to the associated rule under Regulation S-T

The SEC interim final rule modifying the timing for submissions by SEC-registered investment companies of reports on Form N-PORT, and amending Form N-LIQUID, was published in the Federal Register.

The rules will become effective on January 14, 2019.

The SEC adopted final rules to enhance policy and procedure standards for systemically important and security-based swap clearing agencies.

The SEC adopted revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual (the "Filer Manual") and related rules.

The SEC adopted revisions to the updated Electronic Data Gathering, Analysis, and Retrieval System ("EDGAR") Filer Manual and related rules.

The SEC interim final temporary rules concerning issuers impacted by Hurricane Michael, which are effective from October 19, 2018 through November 23, 2018 ...

The SEC approved a FINRA proposal to amend FINRA Rule 6700 Series and the Trade Reporting and Compliance Engine ("TRACE") dissemination protocols.

The SEC approved an MSRB proposal, as modified by Amendment No. 1, to provide academic institutions with post-trade municipal securities transaction data collected through the MSRB Real-Time Transaction Reporting System...

The SEC corrected a rule document published in the Federal Register concerning the final amendments to Regulation S-K and related rules and forms.

The SEC extended the comment period for its proposal to consolidate and modernize property disclosure requirements, and provide related guidance, for mining registrants.

The SEC extended the comment period for proposed amendments related to disclosure requirements that "may have become redundant, duplicative, overlapping, outdated, or superseded".

The SEC extended the comment period from May 8, 2017 until July 7, 2017 on the disclosures required by Industry Guide 3 ("Statistical Disclosure by Bank Holding Companies").